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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
-1.59%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$587M
AUM Growth
-$71.4M
Cap. Flow
+$11.8M
Cap. Flow %
2.01%
Top 10 Hldgs %
76.68%
Holding
132
New
16
Increased
45
Reduced
16
Closed
23

Top Buys

Rank Stock Value
1
DRVN icon
Driven Brands
DRVN
+$2.65M
2
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.07M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.73M
4
HD icon
Home Depot
HD
+$1.52M
5
MSFT icon
Microsoft
MSFT
+$1.5M

Top Sells

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$5.81M
2
FIX icon
Comfort Systems
FIX
+$1.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$816K
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$617K
5
TMO icon
Thermo Fisher Scientific
TMO
+$543K

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.89%
2 Technology 2.81%
3 Healthcare 1.87%
4 Financials 1.75%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
1
iShares MSCI USA Quality Factor ETF
QUAL
$47.1B
$61.3M 10.44%
465,262
+871
+0.2% +$120K
MDY icon
2
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.1B
$61.2M 10.42%
127,195
+1,746
+1% +$858K
VT icon
3
Vanguard Total World Stock ETF
VT
$81.7B
$58.8M 10.01%
577,470
+9,367
+2% +$982K
IXUS icon
4
iShares Core MSCI Total International Stock ETF
IXUS
$60.6B
$54.1M 9.22%
762,528
+28,389
+4% +$2.07M
CAPD
5
DELISTED
iPath Shiller CAPE ETN
CAPD
$53.2M 9.05%
2,522,841
+28,313
+1% +$609K
FNDA icon
6
Schwab Fundamental US Small Company Index ETF
FNDA
$8.96B
$37.8M 6.44%
1,435,236
+34,374
+2% +$912K
SCHK icon
7
Schwab 1000 Index ETF
SCHK
$5.85B
$36.1M 6.15%
1,695,820
+39,878
+2% +$873K
IEFA icon
8
iShares Core MSCI EAFE ETF
IEFA
$194B
$33.4M 5.68%
449,275
+14,171
+3% +$1.08M
DGS icon
9
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$27.5M 4.68%
513,705
+8,456
+2% +$459K
VSS icon
10
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$27M 4.59%
201,807
+6,451
+3% +$888K
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$24.7M 4.2%
492,912
+27,883
+6% +$1.44M
PRFZ icon
12
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.76B
$22.2M 3.78%
607,465
-16,860
-3% -$617K
AAPL icon
13
Apple
AAPL
$4.89T
$7.02M 1.19%
49,590
+472
+1% +$69.5K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$5.04M 0.86%
11,737
+7
+0.1% +$3.09K
MSFT icon
15
Microsoft
MSFT
$3.69T
$4.23M 0.72%
15,008
+5,151
+52% +$1.5M
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.09T
$3.96M 0.67%
14,510
+6,172
+74% +$1.73M
ACWI icon
17
iShares MSCI ACWI ETF
ACWI
$33.2B
$3.62M 0.62%
36,212
-1,150
-3% -$118K
HD icon
18
Home Depot
HD
$309B
$2.95M 0.5%
8,976
+4,636
+107% +$1.52M
VTV icon
19
Vanguard Morningstar Value ETF
VTV
$191B
$2.85M 0.49%
21,060
-658
-3% -$91.6K
WMT icon
20
Walmart Inc
WMT
$842B
$2.7M 0.46%
58,212
+14,136
+32% +$681K
DRVN icon
21
Driven Brands
DRVN
$2.01B
$2.58M 0.44%
+89,371
New +$2.65M
XSOE icon
22
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.14B
$2.26M 0.39%
60,624
-864
-1% -$33.9K
WST icon
23
West Pharmaceutical
WST
$24.5B
$1.66M 0.28%
3,900
– –
AMZN icon
24
Amazon
AMZN
$2.76T
$1.53M 0.26%
9,300
+3,720
+67% +$642K
JNJ icon
25
Johnson & Johnson
JNJ
$642B
$1.51M 0.26%
9,330
+5,176
+125% +$883K
1
2 3 4 5

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AWM
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PCA
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PWP
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BOH
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Waddell & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Waddell & Associates held 132 positions worth $587M, down 11% from $659M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Waddell & Associates's Q3 2021 filing shows 16 new, 45 increased, 16 reduced and 23 closed positions. Its largest new stake was Driven Brands: 89,371 shares worth $2.58M. The largest sale was Eli Lilly, an estimated $5.81M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, up from 79% a quarter earlier, followed by Technology and Healthcare.

  • Waddell & Associates's largest Q3 2021 buy was Driven Brands: 89,371 shares worth $2.58M.
  • Waddell & Associates added most to iShares Core MSCI Total International Stock ETF in Q3 2021, an estimated $2.07M increase.
  • Waddell & Associates's biggest Q3 2021 reduction was Eli Lilly, cutting an estimated $5.81M.
  • Waddell & Associates fully exited Comfort Systems in Q3 2021, selling an estimated $1.1M.
  • Waddell & Associates's ten largest holdings make up 77% of its $587M portfolio in Q3 2021.
  • Waddell & Associates opened 16 new positions and closed 23 in Q3 2021.
  • Waddell & Associates's portfolio value fell 11% quarter-over-quarter to $587M.

Based on Waddell & Associates's 13F filing for Q3 2021, filed 10 Nov 2021.