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WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$369M
AUM Growth
+$33.1M
Cap. Flow
+$8.43M
Cap. Flow %
2.29%
Top 10 Hldgs %
86.27%
Holding
35
New
11
Increased
11
Reduced
7
Closed
2

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$38.6M
2
VTV icon
Vanguard Value ETF
VTV
+$2.47M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.25M
4
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$714K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$648K

Top Sells

Rank Stock Value
1
GLOF icon
iShares Global Equity Factor ETF
GLOF
+$37.9M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$626K
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$420K
4
SPGI icon
S&P Global
SPGI
+$371K
5
CCOR icon
Core Alternative Capital
CCOR
+$207K

Sector Composition

Rank Sector Weight
1 Financials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
1
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$45.9M 12.44%
442,428
+334
+0.1% +$34.2K
VT icon
2
Vanguard Total World Stock ETF
VT
$76.4B
$42.8M 11.6%
530,727
+4,155
+0.8% +$334K
MDY icon
3
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$40.5M 10.99%
119,674
+1,899
+2% +$648K
IXUS icon
4
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$38.7M 10.49%
+663,215
New +$38.6M
CAPD
5
DELISTED
iPath Shiller CAPE ETN
CAPD
$36.7M 9.96%
2,354,470
+30,800
+1% +$472K
SCHK icon
6
Schwab 1000 Index ETF
SCHK
$5.66B
$26.1M 7.06%
1,579,944
+6,114
+0.4% +$99.8K
IEFA icon
7
iShares Core MSCI EAFE ETF
IEFA
$188B
$24M 6.5%
397,987
+10,679
+3% +$644K
XSOE icon
8
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.02B
$22.8M 6.17%
675,784
+5,735
+0.9% +$191K
FNDA icon
9
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$21.8M 5.92%
1,321,210
+42,520
+3% +$714K
GSIE icon
10
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$18.9M 5.12%
670,747
+5,300
+0.8% +$149K
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$18.4M 4.99%
425,663
+8,612
+2% +$374K
PRFZ icon
12
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$14.2M 3.86%
607,840
-1,255
-0.2% -$29.7K
ACWI icon
13
iShares MSCI ACWI ETF
ACWI
$32.5B
$4.21M 1.14%
52,729
-5,302
-9% -$420K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$3.56M 0.96%
10,624
+75
+0.7% +$24.9K
VTV icon
15
Vanguard Value ETF
VTV
$189B
$2.47M 0.67%
+23,613
New +$2.47M
EEM icon
16
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$1.25M 0.34%
+28,469
New +$1.25M
GLOF icon
17
iShares Global Equity Factor ETF
GLOF
$213M
$845K 0.23%
28,455
-1,282,348
-98% -$37.9M
QQQ icon
18
Invesco QQQ Trust
QQQ
$449B
$639K 0.17%
+2,301
New +$624K
PDEC icon
19
Innovator US Equity Power Buffer ETF December
PDEC
$978M
$626K 0.17%
22,615
– –
CCOR icon
20
Core Alternative Capital
CCOR
$28M
$547K 0.15%
19,740
-7,450
-27% -$207K
PTNQ icon
21
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$542K 0.15%
11,265
– –
TIPZ icon
22
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.7M
$426K 0.12%
+3,365
New +$217K
TFI icon
23
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$373K 0.1%
+7,186
New +$375K
VTI icon
24
Vanguard Total Stock Market ETF
VTI
$655B
$354K 0.1%
2,078
– –
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$323K 0.09%
+6,400
New +$325K
1
2

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NIM
NXG Investment Management Dallas, Texas $2.02B AUM 30.38% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
LI
Leeward Investments Boston, Massachusetts $2.03B AUM 32.21% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return

Waddell & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Waddell & Associates held 35 positions worth $369M, up 9.9% from $336M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Waddell & Associates's Q3 2020 filing shows 11 new, 11 increased, 7 reduced and 2 closed positions. Its largest new stake was iShares Core MSCI Total International Stock ETF: 663,215 shares worth $38.7M. The largest sale was iShares Global Equity Factor ETF, an estimated $37.9M.

By sector, the portfolio is most concentrated in Financials at 0.01% of assets, down from 0.11% a quarter earlier.

  • Waddell & Associates's largest Q3 2020 buy was iShares Core MSCI Total International Stock ETF: 663,215 shares worth $38.7M.
  • Waddell & Associates added most to Schwab Fundamental US Small Company Index ETF in Q3 2020, an estimated $714K increase.
  • Waddell & Associates's biggest Q3 2020 reduction was iShares Global Equity Factor ETF, cutting an estimated $37.9M.
  • Waddell & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2020, selling an estimated $626K.
  • Waddell & Associates's ten largest holdings make up 86% of its $369M portfolio in Q3 2020.
  • Waddell & Associates opened 11 new positions and closed 2 in Q3 2020.
  • Waddell & Associates's portfolio value rose 9.9% quarter-over-quarter to $369M.

Based on Waddell & Associates's 13F filing for Q3 2020, filed 13 Nov 2020.