We are live on ! Find out more
WA

Waddell & Associates Portfolio holdings

AUM $2.02B
1-Year Est. Return 36.49%
This Fund
S&P 500
This Quarter Est. Return
-3.33%
1 Year Est. Return
+36.49%
3 Year Est. Return
+193.58%
5 Year Est. Return
+188.65%
10 Year Est. Return
–
AUM
$684M
AUM Growth
+$2.5M
Cap. Flow
+$27.2M
Cap. Flow %
3.98%
Top 10 Hldgs %
63.78%
Holding
176
New
8
Increased
66
Reduced
43
Closed
4

Top Buys

Rank Stock Value
1
AZO icon
AutoZone
AZO
+$12.3M
2
DBND icon
DoubleLine Opportunistic Bond ETF
DBND
+$3.68M
3
ISCF icon
iShares International Small Cap Equity Factor ETF
ISCF
+$2.23M
4
FDX icon
FedEx
FDX
+$1.21M
5
PHYS icon
Sprott Physical Gold
PHYS
+$1.17M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$1.22M
2
VT icon
Vanguard Total World Stock ETF
VT
+$645K
3
CGV icon
Conductor Global Equity Value ETF
CGV
+$540K
4
PPBI
Pacific Premier Bancorp
PPBI
+$240K
5
CMI icon
Cummins
CMI
+$206K

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Consumer Discretionary 2.89%
3 Financials 2.27%
4 Healthcare 2.19%
5 Consumer Staples 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
151
Kimberly-Clark
KMB
$36.1B
$235K 0.03%
1,948
+5
+0.3% +$646
VHT icon
152
Vanguard Health Care ETF
VHT
$18.9B
$235K 0.03%
1,000
– –
QCOM icon
153
Qualcomm
QCOM
$172B
$235K 0.03%
2,115
-70
-3% -$8.12K
COHR icon
154
Coherent
COHR
$65.8B
$233K 0.03%
7,150
– –
LMT icon
155
Lockheed Martin
LMT
$139B
$231K 0.03%
565
+3
+0.5% +$1.33K
BIIB icon
156
Biogen
BIIB
$30.7B
$228K 0.03%
887
– –
MO icon
157
Altria Group
MO
$111B
$224K 0.03%
5,323
+15
+0.3% +$663
LPX icon
158
Louisiana-Pacific
LPX
$5.23B
$221K 0.03%
4,000
– –
AMCR icon
159
Amcor
AMCR
$21.7B
$220K 0.03%
4,813
– –
DOC
160
DELISTED
PHYSICIANS REALTY TRUST
DOC
$219K 0.03%
18,000
– –
GT icon
161
Goodyear
GT
$1.75B
$214K 0.03%
17,190
-500
-3% -$6.8K
JMHI icon
162
JPMorgan High Yield Municipal ETF
JMHI
$292M
$212K 0.03%
+4,465
New +$218K
NEE icon
163
NextEra Energy
NEE
$175B
$211K 0.03%
3,678
-44
-1% -$3.05K
DFAC icon
164
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$205K 0.03%
7,840
– –
FTNT icon
165
Fortinet
FTNT
$120B
$205K 0.03%
3,500
– –
AON icon
166
Aon
AON
$75.7B
$204K 0.03%
+629
New +$208K
QEFA icon
167
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$201K 0.03%
3,000
– –
HUM icon
168
Humana
HUM
$46.3B
$200K 0.03%
+412
New +$194K
VTRS icon
169
Viatris
VTRS
$18.7B
$152K 0.02%
15,461
-386
-2% -$4.02K
LOAN
170
Manhattan Bridge Capital
LOAN
$47.2M
$98.6K 0.01%
102,772
+14,882
+17% +$71.5K
OXLC
171
Oxford Lane Capital
OXLC
$902M
$80.2K 0.01%
3,213
+143
+5% +$3.68K
NGD
172
DELISTED
New Gold Inc
NGD
$35.5K 0.01%
39,000
– –
CMI icon
173
Cummins
CMI
$88.3B
– –
-842
Closed -$206K
PPBI
174
DELISTED
Pacific Premier Bancorp
PPBI
– –
-11,611
Closed -$240K
RCAT icon
175
Red Cat Holdings
RCAT
$1.52B
– –
-20,888
Closed -$24.9K
4 5 6
7
8

Similar funds

AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
SAM
Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
IL
Investure LLC Charlottesville, Virginia $2.04B AUM 15.91% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Waddell & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Waddell & Associates held 176 positions worth $684M, up 0.37% from $681M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Waddell & Associates deployed $27.2M of net new capital in Q3 2023, opening 8 new positions and adding to 66 existing holdings. Its largest new stake was AutoZone: 4,911 shares worth $12.5M.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $1.22M trimmed.

  • Waddell & Associates's largest Q3 2023 buy was AutoZone: 4,911 shares worth $12.5M.
  • Waddell & Associates added most to iShares International Small Cap Equity Factor ETF in Q3 2023, an estimated $2.23M increase.
  • Waddell & Associates's biggest Q3 2023 reduction was SPDR Gold Trust, cutting an estimated $1.22M.
  • Waddell & Associates fully exited Pacific Premier Bancorp in Q3 2023, selling an estimated $240K.
  • Waddell & Associates's ten largest holdings make up 64% of its $684M portfolio in Q3 2023.
  • Waddell & Associates opened 8 new positions and closed 4 in Q3 2023.
  • Waddell & Associates's portfolio value rose 0.37% quarter-over-quarter to $684M.

Based on Waddell & Associates's 13F filing for Q3 2023, filed 7 Nov 2023.