Veritable’s Hercules Capital HTGC Stock Holding History

Veritable’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-25,000	Closed	-$305K	–	726
2015 Q4	$305K	Buy	+25,000	New	+$281K	0.01%	593

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Veritable's HTGC Position: Q1 2016 in Review

Veritable sold out of Hercules Capital (HTGC) in Q1 2016, closing a stake of 25,000 shares — an estimated $305K sold.

Veritable first reported a position in HTGC in Q4 2015 and held it in 1 quarter. The position peaked at $305K in Q4 2015. 143 funds tracked by Wall St. Rank hold HTGC as of Q1 2016.

Veritable reported no remaining Hercules Capital position as of Q1 2016 after selling out during the quarter.
Veritable sold 25,000 Hercules Capital shares in Q1 2016, an estimated $305K.
Veritable first reported a position in Hercules Capital in Q4 2015 and held it in 1 quarter.
Veritable's Hercules Capital position peaked at $305K in Q4 2015.
143 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2016.

Based on Veritable's 13F filing for Q1 2016, filed 16 May 2016.