UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Return 39.75%
This Quarter Return
+4.02%
1 Year Return
+39.75%
3 Year Return
+60.54%
5 Year Return
+96.66%
10 Year Return
–
AUM
$773M
AUM Growth
-$7.76M
Cap. Flow
-$8.02M
Cap. Flow %
-1.04%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

1
DD icon
DuPont de Nemours
DD
$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$395K
3
WFM
Whole Foods Market Inc
WFM
$375K
4
OKS
Oneok Partners LP
OKS
$293K
5
DD
Du Pont De Nemours E I
DD
$247K

Sector Composition

1 Financials 12.48%
2 Technology 11.39%
3 Healthcare 10.7%
4 Energy 9.06%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DF
176
DELISTED
Dean Foods Company
DF
$1.18M 0.15%
69,611
– –
LFUS icon
177
Littelfuse
LFUS
$6.51B
$1.18M 0.15%
7,162
– –
CII icon
178
BlackRock Enhanced Captial and Income Fund
CII
$948M
$1.18M 0.15%
79,100
– –
FRA icon
179
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$1.16M 0.15%
82,652
– –
BTT icon
180
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$1.16M 0.15%
50,205
– –
ETX
181
Eaton Vance Municipal Income 2028 Term Trust
ETX
$206M
$1.14M 0.15%
56,977
– –
WIW
182
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$1.09M 0.14%
98,460
– –
HYLS icon
183
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.68B
$1.05M 0.14%
21,333
– –
UNH icon
184
UnitedHealth
UNH
$286B
$1.04M 0.13%
5,617
– –
BSL
185
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$1.04M 0.13%
58,096
– –
TWTR
186
DELISTED
Twitter, Inc.
TWTR
$1.03M 0.13%
57,815
– –
GRX
187
Gabelli Healthcare & Wellness Trust
GRX
$147M
$1.02M 0.13%
93,957
– –
JBLU icon
188
JetBlue
JBLU
$1.85B
$1.01M 0.13%
44,375
– –
WSR
189
Whitestone REIT
WSR
$672M
$994K 0.13%
81,165
– –
BLUE
190
DELISTED
bluebird bio
BLUE
$992K 0.13%
729
– –
NID
191
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$980K 0.13%
73,498
– –
KMG
192
DELISTED
KMG Chemicals Inc
KMG
$949K 0.12%
19,500
– –
XLF icon
193
Financial Select Sector SPDR Fund
XLF
$53.2B
$948K 0.12%
38,410
– –
PR icon
194
Permian Resources
PR
$9.75B
$937K 0.12%
59,230
– –
BKT icon
195
BlackRock Income Trust
BKT
$286M
$920K 0.12%
48,125
– –
NIQ
196
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$907K 0.12%
69,971
– –
DIA icon
197
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.8B
$903K 0.12%
4,236
– –
MNDT
198
DELISTED
Mandiant, Inc. Common Stock
MNDT
$883K 0.11%
58,025
– –
FYX icon
199
First Trust Small Cap Core AlphaDEX Fund
FYX
$889M
$877K 0.11%
15,774
– –
BX icon
200
Blackstone
BX
$133B
$871K 0.11%
26,105
– –
6 7
8
9 10