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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
151
Veeva Systems
VEEV
$29.4B
$1.9M 0.19%
12,430
+2,870
+30% +$460K
TMO icon
152
Thermo Fisher Scientific
TMO
$214B
$1.89M 0.19%
6,487
+2,092
+48% +$599K
NID
153
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.89M 0.19%
137,329
+15,516
+13% +$211K
XYZ
154
Block Inc
XYZ
$45.6B
$1.88M 0.18%
30,285
+2,450
+9% +$166K
AMTD
155
DELISTED
TD Ameritrade Holding Corp
AMTD
$1.87M 0.18%
40,124
+543
+1% +$26K
CCI icon
156
Crown Castle
CCI
$33.3B
$1.86M 0.18%
13,420
+160
+1% +$22.1K
GS icon
157
Goldman Sachs
GS
$316B
$1.85M 0.18%
8,930
+651
+8% +$136K
FTSM icon
158
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.83M 0.18%
30,471
-38,717
-56% -$2.33M
ALK icon
159
Alaska Air
ALK
$4.9B
$1.83M 0.18%
28,172
+943
+3% +$59.4K
IVV icon
160
iShares Core S&P 500 ETF
IVV
$875B
$1.81M 0.18%
6,074
-20
-0.3% -$5.95K
ABT icon
161
Abbott
ABT
$176B
$1.79M 0.18%
21,407
+2,158
+11% +$183K
DAL icon
162
Delta Air Lines
DAL
$53.3B
$1.78M 0.17%
30,839
+602
+2% +$35.7K
RYAAY icon
163
Ryanair
RYAAY
$29.1B
$1.77M 0.17%
66,655
+1,945
+3% +$48.2K
VGI
164
Virtus Global Multi-Sector Income Fund
VGI
$82M
$1.75M 0.17%
139,185
– –
OPTU
165
Optimum Communications Inc
OPTU
$339M
$1.72M 0.17%
59,995
-4,923
-8% -$134K
IJJ icon
166
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.75B
$1.72M 0.17%
21,466
– –
SONO icon
167
Sonos
SONO
$1.74B
$1.71M 0.17%
127,235
-1,350
-1% -$16.9K
IHF icon
168
iShares US Healthcare Providers ETF
IHF
$1.17B
$1.67M 0.16%
51,725
-285
-0.5% -$9.8K
FYX icon
169
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.35B
$1.66M 0.16%
27,551
+947
+4% +$56.8K
EMLP icon
170
First Trust North American Energy Infrastructure Fund
EMLP
$4.17B
$1.65M 0.16%
64,507
-3,468
-5% -$87.6K
CCL icon
171
Carnival Corporation Ltd
CCL
$34.8B
$1.65M 0.16%
37,750
+1,107
+3% +$51.1K
PAA icon
172
Plains All American Pipeline
PAA
$17.4B
$1.63M 0.16%
78,629
-2,979
-4% -$67.4K
SOXX icon
173
iShares Semiconductor ETF
SOXX
$46.1B
$1.63M 0.16%
23,118
+969
+4% +$66.9K
IPAY icon
174
Amplify Mobile Payments ETF
IPAY
$153M
$1.63M 0.16%
34,874
+1,433
+4% +$68.8K
MMP
175
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.61M 0.16%
24,363
+3,135
+15% +$206K
5 6
7
8 9

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NNP
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.