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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$362M
AUM Growth
+$33.9M
Cap. Flow
+$33.9M
Cap. Flow %
9.36%
Top 10 Hldgs %
21.12%
Holding
376
New
52
Increased
131
Reduced
99
Closed
51

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.49M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$3.77M
5
KMI icon
Kinder Morgan
KMI
+$3.24M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.25M
2
STX icon
Seagate
STX
+$1.66M
3
DUK icon
Duke Energy
DUK
+$1.15M
4
SNA icon
Snap-on
SNA
+$985K
5
CTWS
Connecticut Water Service Inc
CTWS
+$972K

Sector Composition

Rank Sector Weight
1 Energy 20.06%
2 Industrials 8.65%
3 Technology 8.4%
4 Financials 7.87%
5 Consumer Staples 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
101
Dover
DOV
$28.9B
$921K 0.25%
+15,890
New +$985K
IVV icon
102
iShares Core S&P 500 ETF
IVV
$886B
$921K 0.25%
4,450
+346
+8% +$70K
DIA icon
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$917K 0.25%
5,153
+3,161
+159% +$548K
CEM
104
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$914K 0.25%
+6,620
New +$893K
PAGP icon
105
Plains GP Holdings
PAGP
$5.19B
$911K 0.25%
13,316
-562
-4% -$39.9K
BMY icon
106
Bristol-Myers Squibb
BMY
$124B
$904K 0.25%
15,310
-1,015
-6% -$57.2K
MDLZ icon
107
Mondelez International
MDLZ
$78.1B
$902K 0.25%
24,842
-1,522
-6% -$55.4K
SMC
108
Summit Midstream
SMC
$419M
$863K 0.24%
1,513
-204
-12% -$134K
PANW icon
109
Palo Alto Networks
PANW
$273B
$842K 0.23%
41,220
-3,000
-7% -$55.3K
SURE icon
110
AdvisorShares Insider Advantage ETF
SURE
$56M
$839K 0.23%
+15,152
New +$810K
OAK
111
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$838K 0.23%
16,175
+4,053
+33% +$196K
QQQX icon
112
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
$831K 0.23%
+43,183
New +$861K
NOV icon
113
NOV
NOV
$7.3B
$820K 0.23%
12,521
+547
+5% +$38.1K
BX icon
114
Blackstone
BX
$150B
$819K 0.23%
24,665
-2,851
-10% -$89.2K
LO
115
DELISTED
LORILLARD INC COM STK
LO
$816K 0.23%
12,965
+7,105
+121% +$439K
BP icon
116
BP
BP
$112B
$809K 0.22%
25,567
-4,499
-15% -$151K
DVY icon
117
iShares Select Dividend ETF
DVY
$23.8B
$805K 0.22%
10,141
+3,032
+43% +$234K
SDOG icon
118
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$803K 0.22%
+21,100
New +$798K
GEL icon
119
Genesis Energy
GEL
$1.83B
$802K 0.22%
18,900
-4,700
-20% -$216K
DGRW icon
120
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$799K 0.22%
25,707
+8,026
+45% +$242K
GRX
121
Gabelli Healthcare & Wellness Trust
GRX
$140M
$799K 0.22%
76,701
+50,973
+198% +$519K
RICE
122
DELISTED
Rice Energy Inc.
RICE
$799K 0.22%
38,100
-13,750
-27% -$341K
CBT icon
123
Cabot Corp
CBT
$4.62B
$777K 0.21%
17,724
+854
+5% +$38.6K
PSA icon
124
Public Storage
PSA
$54.7B
$776K 0.21%
4,197
– –
BSL
125
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$774K 0.21%
46,256
+15,900
+52% +$270K
3 4
5
6 7

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2014 Portfolio in Review

As of Q4 2014, USCA RIA held 376 positions worth $362M, up 10% from $328M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.9M of net new capital in Q4 2014, opening 52 new positions and adding to 131 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Seagate, an estimated $1.66M trimmed.

  • USCA RIA's largest Q4 2014 buy was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2014, an estimated $10.1M increase.
  • USCA RIA's biggest Q4 2014 reduction was Seagate, cutting an estimated $1.66M.
  • USCA RIA fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.25M.
  • USCA RIA's ten largest holdings make up 21% of its $362M portfolio in Q4 2014.
  • USCA RIA opened 52 new positions and closed 51 in Q4 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $362M.

Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.