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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
401
Waste Management
WM
$95.3B
$235K 0.02%
2,044
+140
+7% +$16.4K
MGP
402
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$235K 0.02%
7,831
+37
+0.5% +$1.11K
FNY icon
403
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$584M
$226K 0.02%
+5,058
New +$232K
XLE icon
404
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$224K 0.02%
7,584
-2,500
-25% -$75.6K
NOK icon
405
Nokia
NOK
$54.3B
$220K 0.02%
43,510
+9,500
+28% +$49K
VBK icon
406
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$220K 0.02%
1,211
– –
VKI icon
407
Invesco Advantage Municipal Income Trust II
VKI
$394M
$219K 0.02%
19,500
– –
PE
408
DELISTED
PARSLEY ENERGY INC
PE
$218K 0.02%
12,953
-1,847
-12% -$31.7K
OLP
409
One Liberty Properties
OLP
$543M
$217K 0.02%
7,872
– –
USB icon
410
US Bancorp
USB
$98.7B
$217K 0.02%
3,922
– –
IHI icon
411
iShares US Medical Devices ETF
IHI
$2.97B
$216K 0.02%
+5,244
New +$215K
IJR icon
412
iShares Core S&P Small-Cap ETF
IJR
$109B
$216K 0.02%
2,779
-19
-0.7% -$1.47K
BKR icon
413
Baker Hughes
BKR
$55.6B
$212K 0.02%
+9,157
New +$215K
CWB icon
414
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$210K 0.02%
4,000
– –
VOOV icon
415
Vanguard S&P 500 Value ETF
VOOV
$6.53B
$210K 0.02%
1,823
– –
FLTR icon
416
VanEck IG Floating Rate ETF
FLTR
$2.93B
$209K 0.02%
+8,275
New +$209K
VEU icon
417
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$207K 0.02%
4,149
-1,574
-28% -$78.5K
VBR icon
418
Vanguard Small-Cap Value ETF
VBR
$36.8B
$205K 0.02%
+1,593
New +$204K
PGR icon
419
Progressive
PGR
$120B
$204K 0.02%
2,638
+100
+4% +$7.87K
VALE icon
420
Vale
VALE
$63.1B
$204K 0.02%
17,711
-500
-3% -$6.06K
AWP
421
abrdn Global Premier Properties Fund
AWP
$372M
$203K 0.02%
+10,869
New +$201K
IGF icon
422
iShares Global Infrastructure ETF
IGF
$10.9B
$203K 0.02%
4,372
– –
NZF icon
423
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$203K 0.02%
12,500
– –
HYG icon
424
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$202K 0.02%
2,315
– –
GLRE icon
425
Greenlight Captial
GLRE
$542M
$198K 0.02%
18,850
-100
-0.5% -$942
15 16
17
18 19

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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.