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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
376
Brookfield
BN
$101B
$290K 0.03%
15,295
– –
MPLX icon
377
MPLX
MPLX
$58.4B
$290K 0.03%
10,354
+2,340
+29% +$68.6K
HEP
378
DELISTED
Holly Energy Partners, L.P.
HEP
$290K 0.03%
11,478
– –
IRM icon
379
Iron Mountain
IRM
$37.1B
$288K 0.03%
+8,900
New +$280K
BBN icon
380
BlackRock Taxable Municipal Bond Trust
BBN
$970M
$282K 0.03%
11,410
+1,000
+10% +$24.4K
MCF
381
DELISTED
Contango Oil & Gas Co.
MCF
$278K 0.03%
100,000
– –
XLP icon
382
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$277K 0.03%
4,515
+306
+7% +$18.4K
USDP
383
DELISTED
USD PARTNERS LP
USDP
$275K 0.03%
26,300
+300
+1% +$3.28K
PHYS icon
384
Sprott Physical Gold
PHYS
$14.6B
$274K 0.03%
23,165
– –
SKYY icon
385
First Trust Cloud Computing ETF
SKYY
$2.69B
$272K 0.03%
4,821
+202
+4% +$11.7K
GPN icon
386
Global Payments
GPN
$21.3B
$271K 0.03%
1,707
+309
+22% +$50.4K
LBTYK icon
387
Liberty Global Class C
LBTYK
$3.37B
$267K 0.03%
11,208
– –
VIG icon
388
Vanguard Dividend Appreciation ETF
VIG
$110B
$261K 0.03%
2,181
– –
KRE icon
389
State Street SPDR S&P Regional Banking ETF
KRE
$4.82B
$260K 0.03%
4,927
+783
+19% +$40.9K
XLB icon
390
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$260K 0.03%
8,944
-1,108
-11% -$31.9K
AOS icon
391
A.O. Smith
AOS
$8.2B
$255K 0.03%
5,346
+268
+5% +$12.4K
AWK icon
392
American Water Works
AWK
$26.2B
$255K 0.03%
2,052
– –
SPOT icon
393
Spotify
SPOT
$96.4B
$255K 0.03%
2,237
-300
-12% -$42.3K
ASML icon
394
ASML
ASML
$693B
$254K 0.03%
1,023
+8
+0.8% +$1.8K
KKR icon
395
KKR & Co
KKR
$86.2B
$252K 0.02%
9,400
+1,000
+12% +$26.4K
GSEU icon
396
Goldman Sachs ActiveBeta Europe Equity ETF
GSEU
$121M
$251K 0.02%
8,612
– –
MVF
397
DELISTED
BlackRock MuniVest Fund
MVF
$251K 0.02%
27,300
+5,470
+25% +$50.9K
MOO icon
398
VanEck Agribusiness ETF
MOO
$982M
$248K 0.02%
3,760
-100
-3% -$6.61K
GWPH
399
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$243K 0.02%
2,112
+312
+17% +$47.4K
TDY icon
400
Teledyne Technologies
TDY
$30.2B
$241K 0.02%
750
-700
-48% -$209K
14 15
16
17 18

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.