USCA RIA’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

USCA RIA’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,927	Closed	-$260K	–	476
2019 Q3	$260K	Buy	4,927 +783	+19%	+$40.9K	0.03%	389
2019 Q2	$221K	Buy	+4,144	New	+$221K	0.02%	403
2018 Q4	–	Sell	-4,835	Closed	-$287K	–	452
2018 Q3	$287K	Sell	4,835 -12,294	-72%	-$766K	0.03%	392
2018 Q2	$1.04M	Buy	17,129 +1,364	+9%	+$85.5K	0.11%	216
2018 Q1	$952K	Buy	15,765 +3,626	+30%	+$225K	0.1%	227
2017 Q4	$714K	Buy	12,139 +1,885	+18%	+$108K	0.08%	249
2017 Q3	$563K	Hold	10,254	–	–	0.07%	271
2017 Q2	$563K	Buy	10,254 +3,324	+48%	+$179K	0.07%	272
2017 Q1	$378K	Buy	+6,930	New	+$388K	0.06%	313

Other funds holding KRE

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

USCA RIA's KRE Position: Q4 2019 in Review

USCA RIA sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q4 2019, closing a stake of 4,927 shares — an estimated $260K sold.

USCA RIA first reported a position in KRE in Q1 2017 and held it in 9 quarters. The position peaked at $1.04M in Q2 2018. 361 funds tracked by Wall St. Rank hold KRE as of Q4 2019.

USCA RIA reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q4 2019 after selling out during the quarter.
USCA RIA sold 4,927 State Street SPDR S&P Regional Banking ETF shares in Q4 2019, an estimated $260K.
USCA RIA first reported a position in State Street SPDR S&P Regional Banking ETF in Q1 2017 and held it in 9 quarters.
USCA RIA's State Street SPDR S&P Regional Banking ETF position peaked at $1.04M in Q2 2018.
361 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q4 2019.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.