USCA RIA’s Brookfield BN Stock Holding History

USCA RIA’s Portfolio BN Stock Details BN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-16,620	Closed	-$293K	–	472
2020 Q2	$293K	Buy	16,620 +73	+0.4%	+$1.28K	0.03%	355
2020 Q1	$261K	Sell	16,547 -17,363	-51%	-$357K	0.03%	343
2019 Q4	$699K	Buy	33,910 +18,615	+122%	+$371K	0.06%	291
2019 Q3	$290K	Hold	15,295	–	–	0.03%	376
2019 Q2	$261K	Buy	15,295 +71	+0.5%	+$1.2K	0.03%	378
2019 Q1	$253K	Hold	15,224	–	–	0.03%	369
2018 Q4	$208K	Hold	15,224	–	–	0.03%	382
2018 Q3	$242K	Buy	15,224 +95	+0.6%	+$1.44K	0.02%	419
2018 Q2	$219K	Hold	15,129	–	–	0.02%	418
2018 Q1	$211K	Buy	15,129 +140	+0.9%	+$2.03K	0.02%	403
2017 Q4	$233K	Sell	14,989 -3	-0%	-$45	0.03%	390
2017 Q3	$210K	Hold	14,992	–	–	0.03%	379
2017 Q2	$210K	Buy	+14,992	New	+$202K	0.03%	385

Other funds holding BN

PVI

Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Fidelity International Hamilton, Bermuda $129B AUM 30.83% 1-Year Est. Return

JFL

Jarislowsky, Fraser Ltd Montreal, Quebec, Canada $18.2B AUM 22.04% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

CIBC Asset Management Toronto, Ontario, Canada $40.9B AUM 35.96% 1-Year Est. Return

USCA RIA's BN Position: Q3 2020 in Review

USCA RIA sold out of Brookfield (BN) in Q3 2020, closing a stake of 16,620 shares — an estimated $293K sold.

USCA RIA first reported a position in BN in Q2 2017 and held it in 13 quarters. The position peaked at $699K in Q4 2019. 522 funds tracked by Wall St. Rank hold BN as of Q3 2020.

USCA RIA reported no remaining Brookfield position as of Q3 2020 after selling out during the quarter.
USCA RIA sold 16,620 Brookfield shares in Q3 2020, an estimated $293K.
USCA RIA first reported a position in Brookfield in Q2 2017 and held it in 13 quarters.
USCA RIA's Brookfield position peaked at $699K in Q4 2019.
522 funds tracked by Wall St. Rank held Brookfield as of Q3 2020.

Based on USCA RIA's 13F filing for Q3 2020, filed 27 Oct 2020.