We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$96.7M
Cap. Flow
+$8.87M
Cap. Flow %
0.58%
Top 10 Hldgs %
14.47%
Holding
568
New
80
Increased
225
Reduced
138
Closed
43

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$7.83M
2
PLTR icon
Palantir
PLTR
+$5.88M
3
KO icon
Coca-Cola
KO
+$5.26M
4
EXC icon
Exelon
EXC
+$5.16M
5
ORCL icon
Oracle
ORCL
+$5.12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$107M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$55.4M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$15.2M
5
IBB icon
iShares Biotechnology ETF
IBB
+$12.6M

Sector Composition

Rank Sector Weight
1 Technology 13.57%
2 Financials 12.52%
3 Healthcare 9.16%
4 Consumer Staples 7.62%
5 Energy 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
326
Waste Connections
WCN
$42.8B
$767K 0.05%
7,100
– –
F icon
327
Ford
F
$57.3B
$743K 0.05%
60,662
-10,900
-15% -$125K
PCI
328
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$741K 0.05%
33,265
+1,000
+3% +$21.7K
MCF
329
DELISTED
Contango Oil & Gas Co.
MCF
$741K 0.05%
190,000
– –
COP icon
330
ConocoPhillips
COP
$147B
$740K 0.05%
13,963
+4,932
+55% +$243K
CARR icon
331
Carrier Global
CARR
$57.2B
$723K 0.05%
17,116
-141
-0.8% -$5.48K
ROKU icon
332
Roku
ROKU
$21.1B
$717K 0.05%
2,200
+75
+4% +$29.4K
SNY icon
333
Sanofi
SNY
$104B
$707K 0.05%
14,303
+43
+0.3% +$2.07K
MRNA icon
334
Moderna
MRNA
$21.5B
$704K 0.05%
+5,375
New +$779K
MMD
335
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$686K 0.05%
30,924
– –
RS icon
336
Reliance Steel & Aluminium
RS
$20.8B
$670K 0.04%
+4,400
New +$592K
SYK icon
337
Stryker
SYK
$127B
$668K 0.04%
2,741
– –
CNBS icon
338
Amplify Seymour Cannabis ETF
CNBS
$70.8M
$663K 0.04%
+1,901
New +$642K
BMI icon
339
Badger Meter
BMI
$3.69B
$661K 0.04%
7,104
– –
MEAR icon
340
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$652K 0.04%
12,974
– –
WBD icon
341
Warner Bros
WBD
$64.6B
$650K 0.04%
14,966
+1,050
+8% +$52.4K
EMQQ icon
342
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$649K 0.04%
10,151
-3,050
-23% -$214K
LMRK
343
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$649K 0.04%
54,876
– –
LMBS icon
344
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$648K 0.04%
12,685
-1,650
-12% -$84.8K
VBR icon
345
Vanguard Small-Cap Value ETF
VBR
$37.1B
$647K 0.04%
3,908
– –
IJT icon
346
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$639K 0.04%
4,982
+2,688
+117% +$342K
PAA icon
347
Plains All American Pipeline
PAA
$17.4B
$633K 0.04%
69,595
-45,395
-39% -$415K
ARKG icon
348
ARK Genomic Revolution ETF
ARKG
$1.51B
$629K 0.04%
7,087
+3,072
+77% +$305K
FANG icon
349
Diamondback Energy
FANG
$57.6B
$628K 0.04%
8,544
-203
-2% -$13.9K
FNF icon
350
Fidelity National Financial
FNF
$13.9B
$620K 0.04%
15,866
-385
-2% -$14.6K
12 13
14
15 16

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2021 Portfolio in Review

As of Q1 2021, USCA RIA held 568 positions worth $1.52B, up 6.8% from $1.42B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA's Q1 2021 filing shows 80 new, 225 increased, 138 reduced and 43 closed positions. Its largest new stake was iShares Micro-Cap ETF: 54,795 shares worth $8.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $107M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q1 2021 buy was iShares Micro-Cap ETF: 54,795 shares worth $8.05M.
  • USCA RIA added most to Palantir in Q1 2021, an estimated $5.88M increase.
  • USCA RIA's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $107M.
  • USCA RIA fully exited Invesco KBW Bank ETF in Q1 2021, selling an estimated $2.64M.
  • USCA RIA's ten largest holdings make up 14% of its $1.52B portfolio in Q1 2021.
  • USCA RIA opened 80 new positions and closed 43 in Q1 2021.
  • USCA RIA's portfolio value rose 6.8% quarter-over-quarter to $1.52B.

Based on USCA RIA's 13F filing for Q1 2021, filed 27 Apr 2021.