USCA RIA’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

USCA RIA’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	$585K	Sell	11,485 -1,200	-9%	-$61.3K	0.04%	374
2021 Q1	$648K	Sell	12,685 -1,650	-12%	-$84.8K	0.04%	344
2020 Q4	$738K	Sell	14,335 -900	-6%	-$46.4K	0.05%	270
2020 Q3	$787K	Buy	+15,235	New	+$788K	0.06%	232

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

USCA RIA's LMBS Position: Q2 2021 in Review

USCA RIA reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 9.5% in Q2 2021, selling an estimated $61.3K and leaving 11,485 shares worth $585K. The position accounts for 0.04% of the portfolio, ranked #374.

USCA RIA first reported a position in LMBS in Q3 2020 and has held it in 4 quarters since. The position peaked at $787K in Q3 2020. 365 funds tracked by Wall St. Rank hold LMBS as of Q2 2021.

USCA RIA held 11,485 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $585K as of Q2 2021.
USCA RIA sold 1,200 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q2 2021, an estimated $61.3K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.04% of USCA RIA's portfolio in Q2 2021, its #374 holding.
USCA RIA first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2020 and has held it in 4 quarters since.
USCA RIA's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $787K in Q3 2020.
365 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q2 2021.

Based on USCA RIA's 13F filing for Q2 2021, filed 28 Jul 2021.