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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$362M
AUM Growth
+$33.9M
Cap. Flow
+$33.9M
Cap. Flow %
9.36%
Top 10 Hldgs %
21.12%
Holding
376
New
52
Increased
131
Reduced
99
Closed
51

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.49M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$3.77M
5
KMI icon
Kinder Morgan
KMI
+$3.24M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.25M
2
STX icon
Seagate
STX
+$1.66M
3
DUK icon
Duke Energy
DUK
+$1.15M
4
SNA icon
Snap-on
SNA
+$985K
5
CTWS
Connecticut Water Service Inc
CTWS
+$972K

Sector Composition

Rank Sector Weight
1 Energy 20.06%
2 Industrials 8.65%
3 Technology 8.4%
4 Financials 7.87%
5 Consumer Staples 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AR icon
326
Antero Resources
AR
$10.9B
– –
-9,650
Closed -$530K
ARCC icon
327
Ares Capital
ARCC
$13.5B
– –
-10,668
Closed -$172K
AWK icon
328
American Water Works
AWK
$26.1B
– –
-5,232
Closed -$252K
CI icon
329
Cigna
CI
$75.4B
– –
-2,282
Closed -$207K
CMCSA icon
330
Comcast
CMCSA
$84B
– –
-10,112
Closed -$272K
CVY icon
331
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
– –
-12,713
Closed -$309K
DBL
332
DoubleLine Opportunistic Credit Fund
DBL
$277M
– –
-13,726
Closed -$324K
EEM icon
333
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-12,115
Closed -$503K
FLTR icon
334
VanEck IG Floating Rate ETF
FLTR
$2.93B
– –
-13,688
Closed -$345K
GPI icon
335
Group 1 Automotive
GPI
$3.9B
– –
-4,600
Closed -$334K
GSK icon
336
GSK
GSK
$102B
– –
-3,681
Closed -$212K
HYT icon
337
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-12,015
Closed -$142K
IMAX icon
338
IMAX
IMAX
$2.16B
– –
-11,950
Closed -$328K
JNK icon
339
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.26B
– –
-2,168
Closed -$261K
LNG icon
340
Cheniere Energy
LNG
$56B
– –
-4,100
Closed -$328K
LNN icon
341
Lindsay Corp
LNN
$1.16B
– –
-3,950
Closed -$295K
NG icon
342
NovaGold Resources
NG
$2.72B
– –
-10,223
Closed -$31K
PSP icon
343
Invesco Global Listed Private Equity ETF
PSP
$225M
– –
-5,450
Closed -$302K
SCCO icon
344
Southern Copper
SCCO
$153B
– –
-31,950
Closed -$878K
SJM icon
345
J.M. Smucker
SJM
$12.6B
– –
-9,266
Closed -$917K
SNA icon
346
Snap-on
SNA
$21B
– –
-8,134
Closed -$985K
TRN icon
347
Trinity Industries
TRN
$2.87B
– –
-22,224
Closed -$748K
VT icon
348
Vanguard Total World Stock ETF
VT
$77.2B
– –
-9,052
Closed -$547K
WMB icon
349
Williams Companies
WMB
$91.1B
– –
-6,654
Closed -$368K
WM icon
350
Waste Management
WM
$94.9B
– –
-5,800
Closed -$276K
12 13
14
15 16

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2014 Portfolio in Review

As of Q4 2014, USCA RIA held 376 positions worth $362M, up 10% from $328M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.9M of net new capital in Q4 2014, opening 52 new positions and adding to 131 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Seagate, an estimated $1.66M trimmed.

  • USCA RIA's largest Q4 2014 buy was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2014, an estimated $10.1M increase.
  • USCA RIA's biggest Q4 2014 reduction was Seagate, cutting an estimated $1.66M.
  • USCA RIA fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.25M.
  • USCA RIA's ten largest holdings make up 21% of its $362M portfolio in Q4 2014.
  • USCA RIA opened 52 new positions and closed 51 in Q4 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $362M.

Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.