USCA RIA’s Ares Capital ARCC Stock Holding History

USCA RIA’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-10,668	Closed	-$172K	–	327
2014 Q3	$172K	Buy	+10,668	New	+$180K	0.05%	306

Other funds holding ARCC

LTI

Laffer Tengler Investments Nashville, Tennessee $677M AUM 27.58% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

USCA RIA's ARCC Position: Q4 2014 in Review

USCA RIA sold out of Ares Capital (ARCC) in Q4 2014, closing a stake of 10,668 shares — an estimated $172K sold.

USCA RIA first reported a position in ARCC in Q3 2014 and held it in 1 quarter. The position peaked at $172K in Q3 2014. 347 funds tracked by Wall St. Rank hold ARCC as of Q4 2014.

USCA RIA reported no remaining Ares Capital position as of Q4 2014 after selling out during the quarter.
USCA RIA sold 10,668 Ares Capital shares in Q4 2014, an estimated $172K.
USCA RIA first reported a position in Ares Capital in Q3 2014 and held it in 1 quarter.
USCA RIA's Ares Capital position peaked at $172K in Q3 2014.
347 funds tracked by Wall St. Rank held Ares Capital as of Q4 2014.

Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.