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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
1251
ServiceNow
NOW
$129B
$12.8M 0.01%
1,090,980
+120,045
+12% +$1.42M
FXZ icon
1252
First Trust Materials AlphaDEX Fund
FXZ
$386M
$12.8M 0.01%
397,536
+49,436
+14% +$1.66M
KDP icon
1253
Keurig Dr Pepper
KDP
$41.9B
$12.8M 0.01%
198,546
-499,138
-72% -$30.5M
AEM icon
1254
Agnico Eagle Mines
AEM
$91.1B
$12.8M 0.01%
439,647
+21,280
+5% +$791K
FXN icon
1255
First Trust Energy AlphaDEX Fund
FXN
$386M
$12.7M 0.01%
492,749
-197,435
-29% -$5.55M
QVCGA
1256
DELISTED
QVC Group Inc Series A
QVCGA
$12.7M 0.01%
10,873
+2,178
+25% +$2.58M
YPF icon
1257
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.1B
$12.7M 0.01%
344,025
+255,288
+288% +$8.94M
USO icon
1258
PUT
United States Oil Fund
USO
$1.76B
$12.7M 0.01%
46,200
+2,600
+6% +$750K
WWAV
1259
DELISTED
The WhiteWave Foods Company
WWAV
$12.7M 0.01%
349,782
+111,168
+47% +$3.71M
EMD
1260
Western Asset Emerging Markets Debt Fund
EMD
$612M
$12.7M 0.01%
741,005
+125,884
+20% +$2.27M
MGM icon
1261
CALL
MGM Resorts International
MGM
$11.1B
$12.7M 0.01%
556,600
-269,300
-33% -$6.7M
JSN
1262
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$12.7M 0.01%
994,666
+163,536
+20% +$2.09M
SNDK
1263
CALL
DELISTED
SANDISK CORP
SNDK
$12.7M 0.01%
129,200
+100,900
+357% +$9.87M
MMLP icon
1264
Martin Midstream Partners
MMLP
$95.5M
$12.6M 0.01%
338,559
+288,360
+574% +$11.3M
SUN icon
1265
Sunoco
SUN
$14.1B
$12.6M 0.01%
229,347
-15,460
-6% -$816K
IYJ icon
1266
iShares US Industrials ETF
IYJ
$1.96B
$12.6M 0.01%
249,022
+7,786
+3% +$400K
HTS
1267
DELISTED
HATTERAS FINANCIAL CORP
HTS
$12.6M 0.01%
700,677
-75,887
-10% -$1.47M
NMFC icon
1268
New Mountain Finance
NMFC
$739M
$12.6M 0.01%
855,708
-281,395
-25% -$4.2M
VNO icon
1269
Vornado Realty Trust
VNO
$7.49B
$12.6M 0.01%
171,871
+14,559
+9% +$1.12M
GCC icon
1270
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$12.6M 0.01%
507,106
+88,113
+21% +$2.31M
TGT icon
1271
CALL
Target
TGT
$70.7B
$12.5M 0.01%
200,100
+127,400
+175% +$7.72M
IXJ icon
1272
iShares Global Healthcare ETF
IXJ
$4.24B
$12.5M 0.01%
256,130
-4,424
-2% -$212K
FL
1273
DELISTED
Foot Locker
FL
$12.5M 0.01%
224,559
+4,437
+2% +$233K
TSCO icon
1274
Tractor Supply
TSCO
$19.1B
$12.5M 0.01%
1,014,825
+114,610
+13% +$1.43M
NDP
1275
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$12.5M 0.01%
63,120
-34,977
-36% -$7.54M
49 50
51
52 53

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.