U
NDP

UBS’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

UBS’s Portfolio NDP Stock Details NDP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$12.5M Sell
63,120
-34,977
-36% -$7.54M 0.01% 1280
2014
Q2 		$22.1M Buy
98,097
+17,967
+22% +$3.8M 0.02% 819
2014
Q1 		$15.9M Buy
80,130
+3,637
+5% +$714K 0.01% 932
2013
Q4 		$15.4M Buy
76,493
+2,057
+3% +$406K 0.01% 969
2013
Q3 		$14.6M Buy
74,436
+8,364
+13% +$1.62M 0.01% 880
2013
Q2 		$12.5M Buy
+66,072
New +$12.9M 0.01% 915

Other funds holding NDP

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
OC
Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

UBS's NDP Position: Q3 2014 in Review

UBS reduced its TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) stake by 36% in Q3 2014, selling an estimated $7.54M and leaving 63,120 shares worth $12.5M. The position accounts for 0.01% of the portfolio, ranked #1280.

UBS first reported a position in NDP in Q2 2013 and has held it in 6 quarters since. The position peaked at $22.1M in Q2 2014. 32 funds tracked by Wall St. Rank hold NDP as of Q3 2014.

  • UBS held 63,120 shares of TORTOISE ENERGY INDEPENDENCE FUND, INC. worth $12.5M as of Q3 2014.
  • UBS sold 34,977 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q3 2014, an estimated $7.54M.
  • TORTOISE ENERGY INDEPENDENCE FUND, INC. made up 0.01% of UBS's portfolio in Q3 2014, its #1280 holding.
  • UBS first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q2 2013 and has held it in 6 quarters since.
  • UBS's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $22.1M in Q2 2014.
  • 32 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.