Oppenheimer & Co’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

Oppenheimer & Co’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-2,173	Closed	-$197K	–	1335
2015 Q4	$197K	Sell	2,173 -118	-5%	-$12.4K	0.01%	1139
2015 Q3	$229K	Buy	2,291 +939	+69%	+$115K	0.01%	1105
2015 Q2	$198K	Hold	1,352	–	–	0.01%	1310
2015 Q1	$217K	Sell	1,352 -4,573	-77%	-$744K	0.01%	1263
2014 Q4	$898K	Sell	5,925 -4,266	-42%	-$745K	0.03%	639
2014 Q3	$2.02M	Buy	+10,191	New	+$2.2M	0.06%	377
2014 Q2	–	Sell	-9,303	Closed	-$1.85M	–	1493
2014 Q1	$1.85M	Buy	9,303 +200	+2%	+$39.2K	0.06%	402
2013 Q4	$1.83M	Buy	9,103 +4,103	+82%	+$811K	0.06%	380
2013 Q3	$980K	Buy	+5,000	New	+$967K	0.03%	539

Other funds holding NDP

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

CIC

Canal Insurance Company Greenville, South Carolina $456M AUM 40.11% 1-Year Est. Return

Oppenheimer & Co's NDP Position: Q1 2016 in Review

Oppenheimer & Co sold out of TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) in Q1 2016, closing a stake of 2,173 shares — an estimated $197K sold.

Oppenheimer & Co first reported a position in NDP in Q3 2013 and held it in 9 quarters. The position peaked at $2.02M in Q3 2014. 32 funds tracked by Wall St. Rank hold NDP as of Q1 2016.

Oppenheimer & Co reported no remaining TORTOISE ENERGY INDEPENDENCE FUND, INC. position as of Q1 2016 after selling out during the quarter.
Oppenheimer & Co sold 2,173 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q1 2016, an estimated $197K.
Oppenheimer & Co first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q3 2013 and held it in 9 quarters.
Oppenheimer & Co's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $2.02M in Q3 2014.
32 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q1 2016.

Based on Oppenheimer & Co's 13F filing for Q1 2016, filed 26 Apr 2016.