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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QMCO icon
8401
Quantum Corp
QMCO
$437M
$14K ﹤0.01%
76
-100
-57% -$19.9K
RPM icon
8402
CALL
RPM International
RPM
$13.7B
$14K ﹤0.01%
300
-100
-25% -$4.59K
RUSHB icon
8403
Rush Enterprises Class B
RUSHB
$5.91B
$14K ﹤0.01%
1,085
-1,392
-56% -$19.2K
SCSC icon
8404
Scansource
SCSC
$1.12B
$14K ﹤0.01%
394
-84,845
-100% -$3.17M
SIGA icon
8405
SIGA Technologies
SIGA
$223M
$14K ﹤0.01%
9,641
-21,771
-69% -$42.6K
SIGI icon
8406
Selective Insurance
SIGI
$5.74B
$14K ﹤0.01%
592
-3,446
-85% -$81.4K
SSTK icon
8407
CALL
Shutterstock
SSTK
$205M
$14K ﹤0.01%
+200
New +$15.2K
SVT
8408
DELISTED
Servotronics
SVT
$14K ﹤0.01%
+1,819
New +$13.1K
UFI icon
8409
UNIFI
UFI
$117M
$14K ﹤0.01%
+547
New +$15.5K
YINN icon
8410
CALL
Direxion Daily FTSE China Bull 3X ETF
YINN
$660M
$14K ﹤0.01%
25
-10
-29% -$6.61K
ZUMZ icon
8411
CALL
Zumiez
ZUMZ
$320M
$14K ﹤0.01%
500
-7,900
-94% -$232K
MTUS icon
8412
CALL
Metallus
MTUS
$873M
$14K ﹤0.01%
+300
New +$13.9K
PCTI
8413
DELISTED
PCTEL, Inc. Common Stock
PCTI
$14K ﹤0.01%
+1,865
New +$14.5K
MTEM
8414
CALL
DELISTED
Molecular Templates, Inc.
MTEM
$14K ﹤0.01%
24
+8
+50% +$5.53K
ENDP
8415
CALL
DELISTED
Endo International plc
ENDP
$14K ﹤0.01%
200
-5,000
-96% -$329K
HSTO
8416
DELISTED
Histogen Inc. Common Stock
HSTO
$14K ﹤0.01%
+12
New +$17.2K
LUB
8417
DELISTED
Luby's Inc.
LUB
$14K ﹤0.01%
2,471
-1,156
-32% -$6.08K
FOE
8418
PUT
DELISTED
Ferro Corporation
FOE
$14K ﹤0.01%
1,000
+200
+25% +$2.67K
LORL
8419
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
$14K ﹤0.01%
200
-100
-33% -$7.36K
CATM
8420
PUT
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$14K ﹤0.01%
+400
New +$14.2K
CORV
8421
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$14K ﹤0.01%
1,550
-9,729
-86% -$70.8K
SES
8422
DELISTED
Synthesis Energy Systems Inc.
SES
$14K ﹤0.01%
+189
New +$15.8K
PLND
8423
DELISTED
VanEck Vectors Poland ETF
PLND
$14K ﹤0.01%
643
-1,301
-67% -$29K
GPT
8424
CALL
DELISTED
Gramercy Property Trust
GPT
$14K ﹤0.01%
+833
New +$15.2K
CDTI
8425
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$14K ﹤0.01%
325
+10
+3% +$560
335 336
337
338 339

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.