U
SES

UBS’s Synthesis Energy Systems Inc. SES Stock Holding History

UBS’s Portfolio SES Stock Details SES Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$14K Buy
+189
New +$15.8K ﹤0.01% 8475
2014
Q2 		– Sell
-86
Closed -$9.29K – 11006
2014
Q1 		$11K Buy
+86
New +$7.7K ﹤0.01% 8831

Other funds holding SES

CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PGCM
Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's SES Position: Q3 2014 in Review

UBS opened a new position in Synthesis Energy Systems Inc. (SES) in Q3 2014: 189 shares worth $14K. The stake represents ﹤0.01% of the portfolio and ranks #8475 among its holdings. This is a return to the name: UBS previously reported a position in SES as recently as Q1 2014.

UBS first reported a position in SES in Q1 2014 and has held it in 2 quarters since. 24 funds tracked by Wall St. Rank hold SES as of Q3 2014.

  • UBS held 189 shares of Synthesis Energy Systems Inc. worth $14K as of Q3 2014.
  • Synthesis Energy Systems Inc. was a new UBS position in Q3 2014.
  • Synthesis Energy Systems Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8475 holding.
  • UBS first reported a position in Synthesis Energy Systems Inc. in Q1 2014 and has held it in 2 quarters since.
  • 24 funds tracked by Wall St. Rank held Synthesis Energy Systems Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.