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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBBR
8426
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
$14K ﹤0.01%
+933
New +$14.7K
TORM
8427
DELISTED
TOR Minerals International Inc
TORM
$14K ﹤0.01%
1,672
+763
+84% +$7.01K
RBPAA
8428
DELISTED
Royal Bancshares Of Pennsylvania Inc
RBPAA
$14K ﹤0.01%
8,292
+4,292
+107% +$7.58K
DFT
8429
CALL
DELISTED
DuPont Fabros Technology Inc.
DFT
$14K ﹤0.01%
500
-2,500
-83% -$69K
XRDC
8430
DELISTED
Crossroads Capital, Inc
XRDC
$14K ﹤0.01%
2,584
-892
-26% -$4.97K
INVT
8431
DELISTED
Inventergy Global, Inc.
INVT
$14K ﹤0.01%
754
+117
+18% +$2.27K
EXAR
8432
DELISTED
Exar Corporation
EXAR
$14K ﹤0.01%
1,600
-2,847
-64% -$28K
MEET
8433
PUT
DELISTED
The Meet Group, Inc. Common Stock
MEET
$14K ﹤0.01%
7,200
+6,000
+500% +$13.6K
LOCK
8434
PUT
DELISTED
LifeLock, Inc.
LOCK
$14K ﹤0.01%
1,000
+800
+400% +$11.3K
CETC
8435
CALL
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$14K ﹤0.01%
+370
New +$10.4K
QLGC
8436
CALL
DELISTED
QLOGIC CORP
QLGC
$14K ﹤0.01%
1,500
-200
-12% -$1.9K
OPWR
8437
DELISTED
OPOWER INC COM STK (DE)
OPWR
$14K ﹤0.01%
+739
New +$12.4K
SIAL
8438
PUT
DELISTED
SIGMA - ALDRICH CORP
SIAL
$14K ﹤0.01%
+100
New +$10.6K
ATRM
8439
DELISTED
ATRM HOLDINGS INC COMMON STOCK
ATRM
$14K ﹤0.01%
+3,290
New +$16.3K
HVB
8440
DELISTED
HUDSON VY HLDG CORP
HVB
$14K ﹤0.01%
805
-309
-28% -$5.47K
PSTR
8441
DELISTED
POSTROCK ENERGY CORP COM STK (DE) NEW
PSTR
$14K ﹤0.01%
1,228
+1,139
+1,280% +$14.4K
BARS
8442
DELISTED
DIREXION SHS ETF TR II DAILY GOLD BEAR 3X SHS (DE)
BARS
$14K ﹤0.01%
284
-355
-56% -$15K
VE
8443
PUT
DELISTED
VEOLIA ENVIRONNEMENT
VE
$14K ﹤0.01%
800
-700
-47% -$12.4K
DNDN
8444
PUT
DELISTED
DENDREON CORPORATION
DNDN
$14K ﹤0.01%
10,000
– –
BFY
8445
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$14K ﹤0.01%
1,000
– –
SGB
8446
DELISTED
Southwest Georgia Financial Corporation
SGB
$14K ﹤0.01%
1,033
+727
+238% +$10.3K
DYY
8447
DELISTED
DB Commodity Double Long ETN due April 1, 2038
DYY
$14K ﹤0.01%
2,225
+318
+17% +$2.28K
BOBE
8448
PUT
DELISTED
Bob Evans Farms, Inc.
BOBE
$14K ﹤0.01%
300
-500
-63% -$23.4K
BCR
8449
CALL
DELISTED
CR Bard Inc.
BCR
$14K ﹤0.01%
100
-500
-83% -$73.8K
DGI
8450
PUT
DELISTED
DigitalGlobe Inc.
DGI
$14K ﹤0.01%
500
-3,300
-87% -$96.1K
336 337
338
339 340

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.