U
XRDC

UBS’s Crossroads Capital, Inc XRDC Stock Holding History

UBS’s Portfolio XRDC Stock Details XRDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$14K Sell
2,584
-892
-26% -$4.97K ﹤0.01% 8483
2014
Q2 		$21K Buy
3,476
+2,930
+537% +$18.1K ﹤0.01% 8039
2014
Q1 		$3K Buy
+546
New +$3.32K ﹤0.01% 9918
2013
Q4 		– Sell
-2,148
Closed -$16K – 11062
2013
Q3 		$16K Buy
2,148
+1,513
+238% +$9.59K ﹤0.01% 8340
2013
Q2 		$4K Buy
+635
New +$3.94K ﹤0.01% 9485

Other funds holding XRDC

CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
WA
WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
CAM
CMT Asset Management Chicago, Illinois $1.02M AUM 41.28% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return

UBS's XRDC Position: Q3 2014 in Review

UBS reduced its Crossroads Capital, Inc (XRDC) stake by 26% in Q3 2014, selling an estimated $4.97K and leaving 2,584 shares worth $14K. The position accounts for ﹤0.01% of the portfolio, ranked #8483.

UBS first reported a position in XRDC in Q2 2013 and has held it in 5 quarters since. The position peaked at $21K in Q2 2014. 14 funds tracked by Wall St. Rank hold XRDC as of Q3 2014.

  • UBS held 2,584 shares of Crossroads Capital, Inc worth $14K as of Q3 2014.
  • UBS sold 892 Crossroads Capital, Inc shares in Q3 2014, an estimated $4.97K.
  • Crossroads Capital, Inc made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8483 holding.
  • UBS first reported a position in Crossroads Capital, Inc in Q2 2013 and has held it in 5 quarters since.
  • UBS's Crossroads Capital, Inc position peaked at $21K in Q2 2014.
  • 14 funds tracked by Wall St. Rank held Crossroads Capital, Inc as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.