We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDL
8376
CALL
DELISTED
Avadel Pharmaceuticals
AVDL
$14K ﹤0.01%
+1,000
New +$14.4K
CACI icon
8377
PUT
CACI
CACI
$10.8B
$14K ﹤0.01%
+200
New +$14.1K
CAL icon
8378
PUT
Caleres
CAL
$396M
$14K ﹤0.01%
500
+200
+67% +$5.78K
CBAN icon
8379
Colony Bankcorp
CBAN
$462M
$14K ﹤0.01%
+2,108
New +$13.8K
CIG.C icon
8380
CEMIG Ordinary Shares
CIG.C
$9.24B
$14K ﹤0.01%
3,730
+1,455
+64% +$6.96K
CVLG icon
8381
Covenant Logistics
CVLG
$1.18B
$14K ﹤0.01%
1,500
– –
CZWI icon
8382
Citizens Community Bancorp
CZWI
$227M
$14K ﹤0.01%
1,607
+888
+124% +$7.77K
E icon
8383
PUT
ENI
E
$76B
$14K ﹤0.01%
300
-4,700
-94% -$238K
EINC icon
8384
VanEck Energy Income ETF
EINC
$102M
$14K ﹤0.01%
+53
New +$14.7K
ERII icon
8385
CALL
Energy Recovery
ERII
$434M
$14K ﹤0.01%
3,900
+1,900
+95% +$8.3K
FC icon
8386
Franklin Covey
FC
$233M
$14K ﹤0.01%
695
-1,307
-65% -$25.2K
FCF icon
8387
CALL
First Commonwealth Financial
FCF
$2.12B
$14K ﹤0.01%
1,700
– –
FORM icon
8388
CALL
FormFactor
FORM
$8.11B
$14K ﹤0.01%
2,000
– –
FUNC icon
8389
First United
FUNC
$288M
$14K ﹤0.01%
+1,797
New +$15.3K
TULP
8390
Bloomia Holdings
TULP
$14K ﹤0.01%
647
+303
+88% +$6.51K
LSCC icon
8391
CALL
Lattice Semiconductor
LSCC
$17.6B
$14K ﹤0.01%
1,800
-4,000
-69% -$30K
LXFR icon
8392
Luxfer Holdings
LXFR
$460M
$14K ﹤0.01%
819
+398
+95% +$7.36K
MAN icon
8393
PUT
ManpowerGroup
MAN
$2.39B
$14K ﹤0.01%
+200
New +$15.6K
MITK icon
8394
Mitek Systems
MITK
$762M
$14K ﹤0.01%
5,874
-140
-2% -$405
MITT
8395
PUT
TPG Mortgage Investment Trust
MITT
$230M
$14K ﹤0.01%
267
– –
MUX icon
8396
CALL
McEwen Inc
MUX
$1.03B
$14K ﹤0.01%
720
+560
+350% +$15K
NCLH icon
8397
PUT
Norwegian Cruise Line
NCLH
$8.89B
$14K ﹤0.01%
+400
New +$13.6K
OCSL icon
8398
PUT
Oaktree Specialty Lending
OCSL
$1.03B
$14K ﹤0.01%
500
+233
+87% +$6.8K
PBT
8399
CALL
Permian Basin Royalty Trust
PBT
$1.36B
$14K ﹤0.01%
+1,000
New +$14K
PRSO icon
8400
Peraso
PRSO
$10.3M
$14K ﹤0.01%
+1
New +$23.7K
334 335
336
337 338

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.