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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLOX
8351
CALL
DELISTED
Infoblox Inc
BLOX
$15K ﹤0.01%
1,000
+300
+43% +$3.89K
GLRI
8352
DELISTED
GLORI ENERGY INC COMMON STOCK
GLRI
$15K ﹤0.01%
+1,891
New +$15.8K
LSC
8353
DELISTED
ELEMENTS S&P CTI ETN DUE 06-16-2023 (US)
LSC
$15K ﹤0.01%
+2,312
New +$14.1K
LPSB
8354
DELISTED
LAPORTE BANCORP INC MD COM STK
LPSB
$15K ﹤0.01%
+1,315
New +$14.7K
ALXA
8355
CALL
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$15K ﹤0.01%
6,400
– –
DATE
8356
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
$15K ﹤0.01%
2,300
– –
HMIN
8357
CALL
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$15K ﹤0.01%
500
-700
-58% -$23.3K
RUSL
8358
CALL
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$15K ﹤0.01%
108
-167
-61% -$32.5K
SIRO
8359
CALL
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$15K ﹤0.01%
+200
New +$16.1K
DOM
8360
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$15K ﹤0.01%
2,013
-4,060
-67% -$25.7K
PGN
8361
CALL
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$15K ﹤0.01%
+2,400
New +$20K
HNSN
8362
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$15K ﹤0.01%
1,270
+235
+23% +$2.84K
ZQK
8363
DELISTED
QUICKSILVER,INC.
ZQK
$15K ﹤0.01%
8,810
-15,091
-63% -$42.8K
PLMT
8364
DELISTED
PALMETTO BANCSHARES, INC. (SC) COMMON STOCK
PLMT
$15K ﹤0.01%
1,075
+735
+216% +$10.1K
CSRE
8365
DELISTED
CSR PLC SPON ADR (UK)
CSRE
$15K ﹤0.01%
300
+44
+17% +$1.85K
BAR
8366
DELISTED
DIREXION SHS ETF TR II DAILY GOLD BULL 3X SHS (DE)
BAR
$15K ﹤0.01%
+492
New +$17.9K
GNI
8367
DELISTED
GREAT NORTH IRON ORE CTFBIN
GNI
$15K ﹤0.01%
697
+312
+81% +$6.77K
ROC
8368
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
$15K ﹤0.01%
200
– –
GTT
8369
DELISTED
GTT Communications, Inc.
GTT
$15K ﹤0.01%
1,268
-902
-42% -$10.4K
GAI
8370
DELISTED
GLOBAL-TECH ADVANCED INNOVATIONS INC
GAI
$15K ﹤0.01%
2,661
+1,877
+239% +$10.5K
BAS
8371
CALL
DELISTED
Basis Energy Services, Inc.
BAS
$15K ﹤0.01%
1
– –
TSS
8372
PUT
DELISTED
Total System Services, Inc.
TSS
$15K ﹤0.01%
500
– –
MSFG
8373
DELISTED
MainSource Financial Group Inc
MSFG
$15K ﹤0.01%
856
+509
+147% +$8.72K
MGH
8374
DELISTED
Minco Gold Corp
MGH
$15K ﹤0.01%
37,891
-4,102
-10% -$1.65K
AVB icon
8375
CALL
AvalonBay Communities
AVB
$27.1B
$14K ﹤0.01%
100
-100
-50% -$14.8K
333 334
335
336 337

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.