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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDN
8301
Edenor
EDN
$1.13B
$15K ﹤0.01%
+1,305
New +$16.9K
EET icon
8302
PUT
ProShares Ultra MSCI Emerging Markets
EET
$34.8M
$15K ﹤0.01%
200
– –
FBNC icon
8303
First Bancorp
FBNC
$2.6B
$15K ﹤0.01%
952
-623
-40% -$10.6K
GFF icon
8304
Griffon
GFF
$4.16B
$15K ﹤0.01%
1,284
-7,901
-86% -$93.3K
HHH icon
8305
CALL
Howard Hughes
HHH
$3.93B
$15K ﹤0.01%
+105
New +$15.4K
HHH icon
8306
PUT
Howard Hughes
HHH
$3.93B
$15K ﹤0.01%
105
-210
-67% -$30.7K
HNNA icon
8307
Hennessy Advisors
HNNA
$77.6M
$15K ﹤0.01%
+1,113
New +$12.7K
AGIG
8308
Abundia Global Impact Group
AGIG
$43.5M
$15K ﹤0.01%
378
+264
+232% +$10.3K
HZO icon
8309
CALL
MarineMax
HZO
$800M
$15K ﹤0.01%
+900
New +$15.6K
KGC icon
8310
CALL
Kinross Gold
KGC
$28.5B
$15K ﹤0.01%
4,600
-26,225
-85% -$103K
MASI
8311
CALL
DELISTED
Masimo
MASI
$15K ﹤0.01%
+700
New +$16K
MFC icon
8312
PUT
Manulife Financial
MFC
$72.6B
$15K ﹤0.01%
+800
New +$16.1K
MMTM icon
8313
State Street SPDR S&P 1500 Momentum Tilt ETF
MMTM
$181M
$15K ﹤0.01%
174
-688
-80% -$57.8K
MTUM icon
8314
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$15K ﹤0.01%
+238
New +$15.3K
NVMI
8315
Nova
NVMI
$13.9B
$15K ﹤0.01%
1,414
-18,942
-93% -$210K
PEGA icon
8316
CALL
Pegasystems
PEGA
$4.41B
$15K ﹤0.01%
1,600
+1,000
+167% +$10.8K
PNBK icon
8317
Patriot National Bancorp
PNBK
$132M
$15K ﹤0.01%
879
+112
+15% +$1.94K
PTC icon
8318
CALL
PTC
PTC
$13.7B
$15K ﹤0.01%
400
– –
PTN
8319
Palatin Technologies
PTN
$13.7M
$15K ﹤0.01%
13
-4
-24% -$4.82K
PWR icon
8320
CALL
Quanta Services
PWR
$93.9B
$15K ﹤0.01%
400
-17,700
-98% -$630K
SANM icon
8321
PUT
Sanmina
SANM
$11.2B
$15K ﹤0.01%
+700
New +$16.3K
SLVO icon
8322
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$15K ﹤0.01%
61
-1
-2% -$289
SPNS
8323
DELISTED
Sapiens International
SPNS
$15K ﹤0.01%
2,087
-500
-19% -$3.89K
SRS icon
8324
ProShares UltraShort Real Estate
SRS
$14.7M
$15K ﹤0.01%
29
-62
-68% -$30.3K
TG icon
8325
CALL
Tredegar Corp
TG
$268M
$15K ﹤0.01%
800
-800
-50% -$16.6K
331 332
333
334 335

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.