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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLP
8276
PUT
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$16K ﹤0.01%
+700
New +$15.7K
HSP
8277
PUT
DELISTED
HOSPIRA INC
HSP
$16K ﹤0.01%
300
-200
-40% -$10.6K
PPO
8278
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$16K ﹤0.01%
413
-5,100
-93% -$223K
CKSW
8279
PUT
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$16K ﹤0.01%
+2,000
New +$16.2K
MIG
8280
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$16K ﹤0.01%
2,741
-829
-23% -$5.2K
DYN.WS
8281
DELISTED
Dynegy Inc,
DYN.WS
$16K ﹤0.01%
3,882
-1,122
-22% -$4.08K
MOCO
8282
DELISTED
Mocon Inc
MOCO
$16K ﹤0.01%
1,073
+44
+4% +$685
NTT
8283
CALL
DELISTED
Nippon Telegraph & Telephone
NTT
$16K ﹤0.01%
+500
New +$16.4K
EMSA
8284
DELISTED
iPath Short Enhanced MSCI Emerging Markets Index ETN
EMSA
$16K ﹤0.01%
440
– –
GNVC
8285
DELISTED
GenVec, Inc.
GNVC
$16K ﹤0.01%
764
+136
+22% +$2.99K
AORT icon
8286
PUT
Artivion
AORT
$1.23B
$15K ﹤0.01%
+1,500
New +$14.8K
BAP icon
8287
CALL
Credicorp
BAP
$30.9B
$15K ﹤0.01%
100
– –
BOOM icon
8288
DMC Global
BOOM
$121M
$15K ﹤0.01%
805
-1,062
-57% -$21.8K
BRID icon
8289
Bridgford Foods
BRID
$58.4M
$15K ﹤0.01%
1,918
+75
+4% +$610
BWEN icon
8290
CALL
Broadwind
BWEN
$113M
$15K ﹤0.01%
+2,000
New +$17.4K
CATY icon
8291
Cathay General Bancorp
CATY
$4.2B
$15K ﹤0.01%
608
– –
CLAR icon
8292
Clarus
CLAR
$125M
$15K ﹤0.01%
1,979
-306
-13% -$2.74K
CLB icon
8293
CALL
Core Laboratories
CLB
$538M
$15K ﹤0.01%
100
– –
CLB icon
8294
PUT
Core Laboratories
CLB
$538M
$15K ﹤0.01%
100
-100
-50% -$15.4K
CNXN icon
8295
PC Connection
CNXN
$2.05B
$15K ﹤0.01%
+711
New +$15.3K
CPER icon
8296
United States Copper Index Fund
CPER
$742M
$15K ﹤0.01%
750
+687
+1,090% +$14.8K
CPIX icon
8297
Cumberland Pharmaceuticals
CPIX
$99M
$15K ﹤0.01%
3,081
-1,900
-38% -$9.19K
DAKT icon
8298
PUT
Daktronics
DAKT
$941M
$15K ﹤0.01%
1,200
+500
+71% +$6.09K
DALN
8299
DELISTED
DallasNews
DALN
$15K ﹤0.01%
365
-71
-16% -$3.18K
DHC
8300
PUT
Diversified Healthcare Trust
DHC
$2.26B
$15K ﹤0.01%
+706
New +$16K
330 331
332
333 334

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.