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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UWM icon
8326
PUT
ProShares Ultra Russell2000
UWM
$255M
$15K ﹤0.01%
800
-3,200
-80% -$66.4K
XNCR icon
8327
Xencor
XNCR
$1.44B
$15K ﹤0.01%
1,637
+287
+21% +$2.9K
YANG icon
8328
Direxion Daily FTSE China Bear 3X ETF
YANG
$86.8M
$15K ﹤0.01%
2
-1
-33% -$7.59K
YCS icon
8329
PUT
ProShares UltraShort Yen
YCS
$34.5M
$15K ﹤0.01%
+800
New +$13.7K
GRCE
8330
Grace Therapeutics
GRCE
$37.9M
$15K ﹤0.01%
41
+10
+32% +$4.7K
JOYY
8331
PUT
JOYY Inc
JOYY
$3.73B
$15K ﹤0.01%
200
-100
-33% -$8.14K
GGE
8332
DELISTED
Green Giant Inc. Common Stock
GGE
$15K ﹤0.01%
+1,497
New +$13.7K
CORR
8333
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$15K ﹤0.01%
+400
New +$15.9K
LOV
8334
DELISTED
Spark Networks SE American Depositary Shares
LOV
$15K ﹤0.01%
3,140
+2,237
+248% +$12.1K
AGTC
8335
DELISTED
Applied Genetic Technologies Corporation
AGTC
$15K ﹤0.01%
811
+300
+59% +$5.43K
ATHX
8336
CALL
DELISTED
Athersys, Inc. Common Stock
ATHX
$15K ﹤0.01%
444
-96
-18% -$3.68K
SLCT
8337
DELISTED
Select Bancorp, Inc.
SLCT
$15K ﹤0.01%
1,928
-348
-15% -$2.59K
LM
8338
PUT
DELISTED
Legg Mason, Inc.
LM
$15K ﹤0.01%
300
– –
VIAB
8339
PUT
DELISTED
Viacom Inc. Class B
VIAB
$15K ﹤0.01%
200
-250,700
-100% -$20.6M
TYPE
8340
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$15K ﹤0.01%
528
+128
+32% +$3.73K
ICON
8341
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
$15K ﹤0.01%
+40
New +$16.5K
SIGM
8342
DELISTED
Sigma Designs Inc
SIGM
$15K ﹤0.01%
3,407
-1,319
-28% -$6.06K
BGC
8343
CALL
DELISTED
General Cable Corporation
BGC
$15K ﹤0.01%
1,000
– –
IOIL
8344
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$15K ﹤0.01%
+708
New +$15.9K
GGOV
8345
DELISTED
ProShares German Sovereign/Sub-Sovereign ETF
GGOV
$15K ﹤0.01%
+382
New +$16.4K
BXE
8346
CALL
DELISTED
Bellatrix Exploration Ltd.
BXE
$15K ﹤0.01%
+500
New +$18.7K
BOXC
8347
DELISTED
Brookfield Can Office Properties
BOXC
$15K ﹤0.01%
602
+560
+1,333% +$14.3K
JIVE
8348
CALL
DELISTED
Jive Software, Inc.
JIVE
$15K ﹤0.01%
2,600
+2,200
+550% +$15.7K
RUSS
8349
DELISTED
Direxion Daily Russia Bear 3x Shares
RUSS
$15K ﹤0.01%
53
-33
-38% -$7.89K
APOL
8350
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
$15K ﹤0.01%
600
-400
-40% -$11.1K
332 333
334
335 336

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.