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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAV
8251
CALL
DELISTED
Navistar International
NAV
$16K ﹤0.01%
500
-200
-29% -$7.4K
IMMU
8252
PUT
DELISTED
Immunomedics Inc
IMMU
$16K ﹤0.01%
4,200
– –
LOGM
8253
DELISTED
LogMein, Inc.
LOGM
$16K ﹤0.01%
350
-1,649
-82% -$71.1K
ECT
8254
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$16K ﹤0.01%
2,848
+1,576
+124% +$10.6K
CBM
8255
DELISTED
Cambrex Corporation
CBM
$16K ﹤0.01%
868
-3,232
-79% -$69.4K
EMCI
8256
DELISTED
EMC INS Group Inc
EMCI
$16K ﹤0.01%
818
-1,909
-70% -$38.3K
NRCIB
8257
DELISTED
National Research Corp Class B
NRCIB
$16K ﹤0.01%
418
-246
-37% -$9.53K
CO
8258
DELISTED
Global Cord Blood Corporation
CO
$16K ﹤0.01%
+3,244
New +$15.7K
SNI
8259
CALL
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$16K ﹤0.01%
200
– –
GNCMA
8260
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$16K ﹤0.01%
1,500
-500
-25% -$5.55K
TKF
8261
DELISTED
Turkish Inv Fund
TKF
$16K ﹤0.01%
1,535
+293
+24% +$3.43K
ZPIN
8262
DELISTED
Zhaopin Limited
ZPIN
$16K ﹤0.01%
1,250
-158,716
-99% -$2.3M
SEV
8263
DELISTED
Sevcon, Inc.
SEV
$16K ﹤0.01%
1,919
+1,121
+140% +$8.48K
ARIS
8264
DELISTED
ARI Network Services, Inc.
ARIS
$16K ﹤0.01%
4,861
+3,251
+202% +$9.63K
PPP
8265
CALL
DELISTED
Primero Mining Corp
PPP
$16K ﹤0.01%
3,200
-800
-20% -$5.5K
UAM
8266
DELISTED
Universal American Corp
UAM
$16K ﹤0.01%
1,982
+1,360
+219% +$11.2K
LIOX
8267
DELISTED
Lionbridge Technologies
LIOX
$16K ﹤0.01%
+3,583
New +$18.3K
IQNT
8268
DELISTED
Inteliquent, Inc.
IQNT
$16K ﹤0.01%
1,300
+900
+225% +$11.1K
CLNY
8269
CALL
DELISTED
Colony Capital, Inc.
CLNY
$16K ﹤0.01%
+700
New +$15.8K
FLTX
8270
DELISTED
Fleetmatics Group PLC
FLTX
$16K ﹤0.01%
+517
New +$16.5K
SGNT
8271
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$16K ﹤0.01%
513
– –
GIG
8272
DELISTED
GigPeak, Inc.
GIG
$16K ﹤0.01%
12,640
-3,346
-21% -$4.32K
AFFX
8273
CALL
DELISTED
Affymetrix Inc
AFFX
$16K ﹤0.01%
2,000
-11,500
-85% -$98.6K
FCVA
8274
DELISTED
FIRST CAPITAL BANCORP (VA)
FCVA
$16K ﹤0.01%
3,515
+2,215
+170% +$9.99K
STNR
8275
DELISTED
STEINER LEISURE LTD
STNR
$16K ﹤0.01%
432
-478
-53% -$19.5K
329 330
331
332 333

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.