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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXK
8226
Endeavour Silver
EXK
$2.34B
$16K ﹤0.01%
3,640
-12,885
-78% -$70.7K
FUL icon
8227
PUT
H.B. Fuller
FUL
$3.04B
$16K ﹤0.01%
+400
New +$18.2K
GL icon
8228
CALL
Globe Life
GL
$13.7B
$16K ﹤0.01%
+300
New +$16.2K
HTH icon
8229
CALL
Hilltop Holdings
HTH
$2.3B
$16K ﹤0.01%
800
-1,100
-58% -$22.8K
LCII icon
8230
LCI Industries
LCII
$2.54B
$16K ﹤0.01%
392
-7,537
-95% -$342K
MXL icon
8231
MaxLinear
MXL
$6.37B
$16K ﹤0.01%
2,310
+1,968
+575% +$17.7K
NOA
8232
CALL
North American Construction
NOA
$375M
$16K ﹤0.01%
2,500
+1,600
+178% +$11.1K
OXSQ icon
8233
CALL
Oxford Square Capital
OXSQ
$153M
$16K ﹤0.01%
1,800
+1,300
+260% +$12.5K
PAG icon
8234
CALL
Penske Automotive Group
PAG
$14.4B
$16K ﹤0.01%
400
-400
-50% -$18.8K
POR icon
8235
CALL
Portland General Electric
POR
$6B
$16K ﹤0.01%
+500
New +$16.6K
RXD icon
8236
ProShares UltraShort Health Care
RXD
$3.25M
$16K ﹤0.01%
55
-376
-87% -$116K
SYPR icon
8237
Sypris Solutions
SYPR
$44.4M
$16K ﹤0.01%
4,922
+4,509
+1,092% +$19.9K
THS
8238
CALL
DELISTED
Treehouse Foods
THS
$16K ﹤0.01%
200
-200
-50% -$15.8K
TOPS icon
8239
TOP Ships
TOPS
$4.35M
– –
0
– –
TRUE
8240
CALL
DELISTED
TrueCar
TRUE
$16K ﹤0.01%
+900
New +$15K
UTI icon
8241
Universal Technical Institute
UTI
$2.09B
$16K ﹤0.01%
1,761
– –
VEON icon
8242
CALL
VEON
VEON
$3.54B
$16K ﹤0.01%
91
-6,464
-99% -$1.36M
WMK icon
8243
Weis Markets
WMK
$1.82B
$16K ﹤0.01%
408
– –
WTV icon
8244
WisdomTree US Value Fund
WTV
$3.22B
$16K ﹤0.01%
530
– –
CUTR
8245
DELISTED
Cutera, Inc.
CUTR
$16K ﹤0.01%
1,550
-411
-21% -$4.08K
BVH
8246
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$16K ﹤0.01%
+182
New +$16.8K
YVR
8247
DELISTED
Liquid Media Group Ltd. Common Shares
YVR
$16K ﹤0.01%
204
+99
+94% +$8.14K
ENIA
8248
PUT
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$16K ﹤0.01%
1,854
– –
PBCT
8249
PUT
DELISTED
People's United Financial Inc
PBCT
$16K ﹤0.01%
1,100
– –
SVBI
8250
DELISTED
Severn Bancorp Inc/MD
SVBI
$16K ﹤0.01%
3,461
+2,900
+517% +$13.2K
328 329
330
331 332

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.