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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
8176
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$17K ﹤0.01%
1,200
+600
+100% +$9.1K
NUVA
8177
CALL
DELISTED
NuVasive, Inc.
NUVA
$17K ﹤0.01%
500
– –
ACGN
8178
CALL
DELISTED
Aceragen Inc
ACGN
$17K ﹤0.01%
54
-63
-54% -$22.7K
UBP
8179
DELISTED
Urstadt Biddle Properties Inc.
UBP
$17K ﹤0.01%
1,000
-1,370
-58% -$24.3K
FLGE
8180
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$17K ﹤0.01%
162
+152
+1,520% +$15.7K
TPCO
8181
DELISTED
Tribune Publishing Company Common Stock
TPCO
$17K ﹤0.01%
+840
New +$17K
OTEL
8182
DELISTED
Otelco, Inc. Class A
OTEL
$17K ﹤0.01%
3,321
+3,061
+1,177% +$14.9K
TRQ
8183
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
$17K ﹤0.01%
450
-50,000
-99% -$1.76M
TTPH
8184
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$17K ﹤0.01%
43
-64
-60% -$17.1K
OMN
8185
DELISTED
OMNOVA Solutions Inc.
OMN
$17K ﹤0.01%
3,216
-2,127
-40% -$17.3K
PKD
8186
CALL
DELISTED
Parker Drilling Company
PKD
$17K ﹤0.01%
227
+94
+71% +$8.66K
CBM
8187
CALL
DELISTED
Cambrex Corporation
CBM
$17K ﹤0.01%
900
-400
-31% -$8.59K
PETX
8188
DELISTED
Aratana Therapeutics, Inc.
PETX
$17K ﹤0.01%
1,700
+600
+55% +$7.28K
AMBR
8189
CALL
DELISTED
Amber Road Inc
AMBR
$17K ﹤0.01%
+1,000
New +$14.8K
LION
8190
DELISTED
Fidelity Southern Corporation
LION
$17K ﹤0.01%
1,224
+304
+33% +$4.19K
NAVB
8191
CALL
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$17K ﹤0.01%
625
-220
-26% -$5.82K
TFCF
8192
CALL
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$17K ﹤0.01%
500
– –
AAV
8193
CALL
DELISTED
Advantage Oil & Gas Ltd
AAV
$17K ﹤0.01%
3,300
+2,700
+450% +$15.3K
YAO
8194
DELISTED
Invesco China All-Cap ETF
YAO
$17K ﹤0.01%
648
– –
DIVI
8195
DELISTED
AdvisorShares Athena High Dividend ETF
DIVI
$17K ﹤0.01%
+717
New +$17.6K
CYNO
8196
PUT
DELISTED
Cynosure, Inc. Class A
CYNO
$17K ﹤0.01%
800
+700
+700% +$15.4K
TMH
8197
PUT
DELISTED
Team Health Holdings Inc
TMH
$17K ﹤0.01%
+300
New +$16.7K
TLOG
8198
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$17K ﹤0.01%
4,056
+1,156
+40% +$5.39K
PRGN
8199
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$17K ﹤0.01%
110
-15
-12% -$2.91K
QCCO
8200
DELISTED
QC HLDGS INC
QCCO
$17K ﹤0.01%
9,210
+7,357
+397% +$17.3K
326 327
328
329 330

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.