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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTOS icon
8151
CALL
Kratos Defense & Security Solutions
KTOS
$9.27B
$17K ﹤0.01%
2,600
-6,100
-70% -$45.3K
LFUS icon
8152
CALL
Littelfuse
LFUS
$10.2B
$17K ﹤0.01%
+200
New +$18.3K
MANH icon
8153
CALL
Manhattan Associates
MANH
$9.42B
$17K ﹤0.01%
500
+200
+67% +$6.25K
MERC icon
8154
Mercer International
MERC
$44.7M
$17K ﹤0.01%
+1,755
New +$18K
MIDU icon
8155
PUT
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$70.8M
$17K ﹤0.01%
+1,000
New +$18.2K
MPB icon
8156
Mid Penn Bancorp
MPB
$957M
$17K ﹤0.01%
+1,099
New +$17.3K
NNN icon
8157
PUT
NNN REIT
NNN
$9.36B
$17K ﹤0.01%
500
-600
-55% -$21.9K
NRIM icon
8158
Northrim BanCorp
NRIM
$595M
$17K ﹤0.01%
2,540
-5,048
-67% -$31.6K
NTES icon
8159
PUT
NetEase
NTES
$79.2B
$17K ﹤0.01%
1,000
-8,500
-89% -$144K
OSUR icon
8160
CALL
OraSure Technologies
OSUR
$273M
$17K ﹤0.01%
+2,400
New +$19.2K
PMT
8161
CALL
PennyMac Mortgage Investment
PMT
$839M
$17K ﹤0.01%
800
-5,000
-86% -$109K
PRDO icon
8162
CALL
Perdoceo Education
PRDO
$1.99B
$17K ﹤0.01%
3,320
+2,320
+232% +$11.9K
RRGB icon
8163
PUT
Red Robin
RRGB
$136M
$17K ﹤0.01%
+300
New +$18.1K
SFM icon
8164
PUT
Sprouts Farmers Market
SFM
$7.23B
$17K ﹤0.01%
600
+200
+50% +$6.18K
SILJ icon
8165
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$17K ﹤0.01%
+1,659
New +$21.3K
SJT
8166
PUT
San Juan Basin Royalty Trust
SJT
$118M
$17K ﹤0.01%
900
– –
TEO icon
8167
Telecom Argentina
TEO
$6.02B
$17K ﹤0.01%
844
– –
TQQQ icon
8168
PUT
ProShares UltraPro QQQ
TQQQ
$31.4B
$17K ﹤0.01%
9,600
-4,800
-33% -$8.31K
UFPI icon
8169
CALL
UFP Industries
UFPI
$4.98B
$17K ﹤0.01%
+1,200
New +$18.5K
URE icon
8170
CALL
ProShares Ultra Real Estate
URE
$59.7M
$17K ﹤0.01%
400
-200
-33% -$9.18K
URE icon
8171
PUT
ProShares Ultra Real Estate
URE
$59.7M
$17K ﹤0.01%
+400
New +$18.4K
VIXY icon
8172
PUT
ProShares VIX Short-Term Futures ETF
VIXY
$209M
$17K ﹤0.01%
1
– –
VPG icon
8173
Vishay Precision Group
VPG
$1.36B
$17K ﹤0.01%
1,123
+334
+42% +$5.23K
SMMF
8174
DELISTED
Summit Financial Group, Inc.
SMMF
$17K ﹤0.01%
+1,622
New +$16.8K
VJET
8175
PUT
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$17K ﹤0.01%
240
-20
-8% -$1.74K
325 326
327
328 329

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.