UBS’s Mid Penn Bancorp MPB Stock Holding History

UBS’s Portfolio MPB Stock Details MPB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$17K	Buy	+1,099	New	+$17.3K	﹤0.01%	8201
2014 Q2	–	Sell	-1,311	Closed	-$19K	–	10663
2014 Q1	$19K	Buy	1,311 +593	+83%	+$8.41K	﹤0.01%	8158
2013 Q4	$10K	Sell	718 -893	-55%	-$11K	﹤0.01%	8981
2013 Q3	$18K	Buy	1,611 +644	+67%	+$7.51K	﹤0.01%	8192
2013 Q2	$11K	Buy	+967	New	+$10.4K	﹤0.01%	8539

Other funds holding MPB

PCA

PL Capital Advisors Naples, Florida $332M AUM 17.89% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

UBS's MPB Position: Q3 2014 in Review

UBS opened a new position in Mid Penn Bancorp (MPB) in Q3 2014: 1,099 shares worth $17K. The stake represents ﹤0.01% of the portfolio and ranks #8201 among its holdings. This is a return to the name: UBS previously reported a position in MPB as recently as Q1 2014.

UBS first reported a position in MPB in Q2 2013 and has held it in 5 quarters since. The position peaked at $19K in Q1 2014. 7 funds tracked by Wall St. Rank hold MPB as of Q3 2014.

UBS held 1,099 shares of Mid Penn Bancorp worth $17K as of Q3 2014.
Mid Penn Bancorp was a new UBS position in Q3 2014.
Mid Penn Bancorp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8201 holding.
UBS first reported a position in Mid Penn Bancorp in Q2 2013 and has held it in 5 quarters since.
UBS's Mid Penn Bancorp position peaked at $19K in Q1 2014.
7 funds tracked by Wall St. Rank held Mid Penn Bancorp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.