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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTF
8126
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$18K ﹤0.01%
690
-980
-59% -$25.4K
IKAN
8127
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
$18K ﹤0.01%
5,046
+3,139
+165% +$11.7K
IBCA
8128
DELISTED
INTERVEST BANCSHARES CORP COM
IBCA
$18K ﹤0.01%
+1,845
New +$16.6K
ESBF
8129
DELISTED
E S B FINL CORP
ESBF
$18K ﹤0.01%
+1,537
New +$19.3K
SJH
8130
DELISTED
PROSHARES ULTRASHORT RUSSELL2000 VALUE
SJH
$18K ﹤0.01%
294
-70
-19% -$3.89K
KWK
8131
DELISTED
QUICKSILVER RESOURCES INC
KWK
$18K ﹤0.01%
29,927
+12,979
+77% +$19.7K
UFS
8132
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
$18K ﹤0.01%
+500
New +$19.1K
DI
8133
DELISTED
PIMCO Diversified Income Active Exchange-Traded Fund
DI
$18K ﹤0.01%
+358
New +$18.5K
GNOW
8134
DELISTED
AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE)
GNOW
$18K ﹤0.01%
6,000
– –
RSOL
8135
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$18K ﹤0.01%
10,200
-18,614
-65% -$32.8K
CB
8136
PUT
DELISTED
CHUBB CORPORATION
CB
$18K ﹤0.01%
200
-7,200
-97% -$656K
INR
8137
DELISTED
Market Vectors-Rupee
INR
$18K ﹤0.01%
+531
New +$19.3K
AMN icon
8138
CALL
AMN Healthcare
AMN
$1.33B
$17K ﹤0.01%
1,100
-300
-21% -$4.28K
ASX icon
8139
CALL
ASE Group
ASX
$74.8B
$17K ﹤0.01%
2,800
+2,500
+833% +$15.7K
BIS icon
8140
ProShares UltraShort NASDAQ Biotechnology
BIS
$2.26M
$17K ﹤0.01%
35
-17
-33% -$9.05K
BOTJ icon
8141
Bank Of The James
BOTJ
$126M
$17K ﹤0.01%
2,082
+1,742
+512% +$14.3K
CEVA icon
8142
CEVA Inc
CEVA
$914M
$17K ﹤0.01%
1,300
– –
CLM icon
8143
Cornerstone Strategic Value Fund
CLM
$2.2B
$17K ﹤0.01%
742
+484
+188% +$11.6K
CRD.A icon
8144
Crawford & Co Class A
CRD.A
$549M
$17K ﹤0.01%
2,239
+2,096
+1,466% +$17.2K
ENOV icon
8145
CALL
Enovis
ENOV
$1.68B
$17K ﹤0.01%
174
– –
ESPR
8146
DELISTED
Esperion Therapeutics
ESPR
$17K ﹤0.01%
666
+547
+460% +$8.69K
FRO icon
8147
Frontline
FRO
$8.66B
$17K ﹤0.01%
2,718
-19,038
-88% -$208K
IVR icon
8148
CALL
Invesco Mortgage Capital
IVR
$765M
$17K ﹤0.01%
110
-120
-52% -$20.5K
JEF icon
8149
PUT
Jefferies Financial Group
JEF
$13.3B
$17K ﹤0.01%
782
-4,357
-85% -$98.1K
KEY icon
8150
CALL
KeyCorp
KEY
$24.2B
$17K ﹤0.01%
1,300
-3,400
-72% -$46.5K
324 325
326
327 328

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.