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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBCH
8101
Turtle Beach Corp
TBCH
$251M
$18K ﹤0.01%
583
+479
+461% +$14.8K
CDMO
8102
CALL
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$18K ﹤0.01%
1,914
-357
-16% -$4K
AAU
8103
DELISTED
Almaden Minerals Ltd
AAU
$18K ﹤0.01%
13,515
-1,792
-12% -$2.58K
VJET
8104
CALL
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$18K ﹤0.01%
260
-100
-28% -$8.72K
DBD
8105
PUT
DELISTED
Diebold Nixdorf Incorporated
DBD
$18K ﹤0.01%
500
-1,500
-75% -$56.6K
ACH
8106
CALL
DELISTED
Alum Corp of China Ltd
ACH
$18K ﹤0.01%
+1,800
New +$19.4K
PCOM
8107
DELISTED
Points.com Inc. Common Shares
PCOM
$18K ﹤0.01%
+1,009
New +$19.6K
VRTU
8108
DELISTED
Virtusa Corporation
VRTU
$18K ﹤0.01%
493
+393
+393% +$13.4K
BGG
8109
PUT
DELISTED
Briggs & Stratton Corp.
BGG
$18K ﹤0.01%
1,000
+500
+100% +$9.79K
SAEX
8110
DELISTED
SAExploration Holdings, Inc.
SAEX
$18K ﹤0.01%
1
-11
-92% -$253K
SRF
8111
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$18K ﹤0.01%
200
– –
FELP
8112
DELISTED
Foresight Energy LP
FELP
$18K ﹤0.01%
+1,000
New +$19K
UBM
8113
DELISTED
E-TRACS UBS Bloomberg CMCI Industrial Metals ETN
UBM
$18K ﹤0.01%
1,052
-1,097
-51% -$19.7K
LAYN
8114
DELISTED
Layne Christensen Co
LAYN
$18K ﹤0.01%
1,833
-3,992
-69% -$45.1K
BV
8115
CALL
DELISTED
Bazaarvoice, Inc.
BV
$18K ﹤0.01%
2,500
-2,100
-46% -$15.9K
FSBK
8116
DELISTED
First South Bancorp Inc/VA
FSBK
$18K ﹤0.01%
2,142
+310
+17% +$2.42K
SMK
8117
DELISTED
ProShares UltraShort MSCI Mexico Capped IMI
SMK
$18K ﹤0.01%
+935
New +$17.5K
CACB
8118
DELISTED
Cascade Bancorp
CACB
$18K ﹤0.01%
3,534
+3,407
+2,683% +$17.9K
SALE
8119
CALL
DELISTED
RetailMeNot, Inc. Series 1
SALE
$18K ﹤0.01%
1,100
+700
+175% +$14.2K
LIOX
8120
CALL
DELISTED
Lionbridge Technologies
LIOX
$18K ﹤0.01%
4,000
– –
TWER
8121
DELISTED
Towerstream Corporation Common Stock
TWER
$18K ﹤0.01%
600
-2,022
-77% -$67.3K
KING
8122
CALL
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$18K ﹤0.01%
1,400
+1,200
+600% +$19.7K
PBY
8123
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$18K ﹤0.01%
2,000
– –
RENT
8124
PUT
DELISTED
RENTRAK CORP
RENT
$18K ﹤0.01%
300
– –
IGTE
8125
CALL
DELISTED
IGATE CORPORATION
IGTE
$18K ﹤0.01%
500
+200
+67% +$7.43K
323 324
325
326 327

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.