U
AAU

UBS’s Almaden Minerals Ltd AAU Stock Holding History

UBS’s Portfolio AAU Stock Details AAU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$18K Sell
13,515
-1,792
-12% -$2.58K ﹤0.01% 8148
2014
Q2 		$21K Sell
15,307
-8,623
-36% -$11.9K ﹤0.01% 8028
2014
Q1 		$33K Buy
23,930
+8,808
+58% +$13.1K ﹤0.01% 7405
2013
Q4 		$17K Sell
15,122
-2,993
-17% -$3.63K ﹤0.01% 8360
2013
Q3 		$25K Sell
18,115
-6,081
-25% -$9.87K ﹤0.01% 7779
2013
Q2 		$34K Buy
+24,196
New +$39.8K ﹤0.01% 7234

Other funds holding AAU

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Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.29B AUM 125.26% 1-Year Est. Return
CIBC Asset Management
CIBC Asset Management Toronto, Ontario, Canada $40.9B AUM 35.96% 1-Year Est. Return
USGIU
U.S. Global Investors (USGI) San Antonio, Texas $858M AUM 47.1% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Nomura Holdings
Nomura Holdings Tokyo, Japan $12B AUM 34.44% 1-Year Est. Return
RG
Rathbones Group Liverpool, United Kingdom $25B AUM 18.87% 1-Year Est. Return
RCM
Rotella Capital Management Bellevue, Washington $1.47M AUM 12.32% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $2.24B AUM 17.11% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return