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AAU

UBS’s Almaden Minerals Ltd AAU Stock Holding History

UBS’s Portfolio AAU Stock Details AAU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$18K Sell
13,515
-1,792
-12% -$2.58K ﹤0.01% 8148
2014
Q2 		$21K Sell
15,307
-8,623
-36% -$11.9K ﹤0.01% 8028
2014
Q1 		$33K Buy
23,930
+8,808
+58% +$13.1K ﹤0.01% 7405
2013
Q4 		$17K Sell
15,122
-2,993
-17% -$3.63K ﹤0.01% 8360
2013
Q3 		$25K Sell
18,115
-6,081
-25% -$9.87K ﹤0.01% 7779
2013
Q2 		$34K Buy
+24,196
New +$39.8K ﹤0.01% 7234

Other funds holding AAU

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return
CIBC Asset Management
CIBC Asset Management Toronto, Ontario, Canada $45.6B AUM 44.74% 1-Year Est. Return
USGIU
U.S. Global Investors (USGI) San Antonio, Texas $1.04B AUM 73.31% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Nomura Holdings
Nomura Holdings Tokyo, Japan $85.4B AUM 91.09% 1-Year Est. Return
RG
Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return
RCM
Rotella Capital Management Bellevue, Washington $1.47M AUM 12.32% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS's AAU Position: Q3 2014 in Review

UBS reduced its Almaden Minerals Ltd (AAU) stake by 12% in Q3 2014, selling an estimated $2.58K and leaving 13,515 shares worth $18K. The position accounts for ﹤0.01% of the portfolio, ranked #8148.

UBS first reported a position in AAU in Q2 2013 and has held it in 6 quarters since. The position peaked at $34K in Q2 2013. 21 funds tracked by Wall St. Rank hold AAU as of Q3 2014.

  • UBS held 13,515 shares of Almaden Minerals Ltd worth $18K as of Q3 2014.
  • UBS sold 1,792 Almaden Minerals Ltd shares in Q3 2014, an estimated $2.58K.
  • Almaden Minerals Ltd made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8148 holding.
  • UBS first reported a position in Almaden Minerals Ltd in Q2 2013 and has held it in 6 quarters since.
  • UBS's Almaden Minerals Ltd position peaked at $34K in Q2 2013.
  • 21 funds tracked by Wall St. Rank held Almaden Minerals Ltd as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.