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AAU

UBS’s Almaden Minerals Ltd AAU Stock Holding History

UBS’s Portfolio AAU Stock Details AAU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-500
Closed -$1K – 10913
2013
Q4 		$1K Buy
+500
New +$607 ﹤0.01% 10215
2013
Q3 		– Sell
-400
Closed -$1K – 10781
2013
Q2 		$1K Buy
+400
New +$658 ﹤0.01% 10052

Other funds holding AAU

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
CIBC Asset Management
CIBC Asset Management Toronto, Ontario, Canada $40.9B AUM 35.96% 1-Year Est. Return
USGIU
U.S. Global Investors (USGI) San Antonio, Texas $858M AUM 47.1% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Nomura Holdings
Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return
RG
Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return
RCM
Rotella Capital Management Bellevue, Washington $1.47M AUM 12.32% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's AAU Position: Q3 2014 in Review

UBS reduced its Almaden Minerals Ltd (AAU) stake by 12% in Q3 2014, selling an estimated $2.58K and leaving 13,515 shares worth $18K. The position accounts for ﹤0.01% of the portfolio, ranked #8148.

UBS first reported a position in AAU in Q2 2013 and has held it in 6 quarters since. The position peaked at $34K in Q2 2013. 21 funds tracked by Wall St. Rank hold AAU as of Q3 2014.

  • UBS held 13,515 shares of Almaden Minerals Ltd worth $18K as of Q3 2014.
  • UBS sold 1,792 Almaden Minerals Ltd shares in Q3 2014, an estimated $2.58K.
  • Almaden Minerals Ltd made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8148 holding.
  • UBS first reported a position in Almaden Minerals Ltd in Q2 2013 and has held it in 6 quarters since.
  • UBS's Almaden Minerals Ltd position peaked at $34K in Q2 2013.
  • 21 funds tracked by Wall St. Rank held Almaden Minerals Ltd as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.