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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTVCB
8051
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$19K ﹤0.01%
760
+563
+286% +$14.3K
FFG
8052
DELISTED
FBL Financial Group
FFG
$19K ﹤0.01%
435
– –
PEGI
8053
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$19K ﹤0.01%
600
+100
+20% +$3.18K
GWR
8054
CALL
DELISTED
Genesee & Wyoming Inc.
GWR
$19K ﹤0.01%
200
-200
-50% -$19.9K
ACET
8055
CALL
DELISTED
Aceto Corp
ACET
$19K ﹤0.01%
1,000
– –
CMA.WS
8056
DELISTED
Comerica Incorporated Ws
CMA.WS
$19K ﹤0.01%
912
-510
-36% -$10.6K
HERO
8057
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$19K ﹤0.01%
8,600
-16,572
-66% -$55.6K
RNF
8058
PUT
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$19K ﹤0.01%
1,500
-100
-6% -$1.52K
RLD
8059
PUT
DELISTED
REALD INC COM STK
RLD
$19K ﹤0.01%
2,000
– –
LIQD
8060
DELISTED
LIQUID HLDGS GROUP INC COM STK (DE)
LIQD
$19K ﹤0.01%
13,635
-2,000
-13% -$3.23K
SFK
8061
DELISTED
PROSHARES ULTRASHORT RUSSELL1000 GROWTH
SFK
$19K ﹤0.01%
831
+152
+22% +$3.62K
SJF
8062
DELISTED
PROSHARES ULTRASHORT RUSSELL 1000 VALUE (NEW)
SJF
$19K ﹤0.01%
567
+52
+10% +$1.77K
PSMI
8063
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$19K ﹤0.01%
1,556
+449
+41% +$4.16K
KMR
8064
CALL
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$19K ﹤0.01%
203
-933
-82% -$80.5K
APAGF
8065
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$19K ﹤0.01%
1,500
-1,343
-47% -$17K
TYNS
8066
DELISTED
Direxion Daily 7-10 Year Treasury Bear 1X Shares
TYNS
$19K ﹤0.01%
585
-449
-43% -$14.4K
REXX
8067
CALL
DELISTED
Rex Energy Corporation
REXX
$19K ﹤0.01%
150
+130
+650% +$19.1K
LONG
8068
DELISTED
ELONG, INC. AMERICAN DEPOSITARY SHARES
LONG
$19K ﹤0.01%
928
+176
+23% +$3.35K
AGM icon
8069
Federal Agricultural Mortgage
AGM
$2.27B
$18K ﹤0.01%
559
-1,451
-72% -$45.6K
ANGI icon
8070
PUT
Angi Inc
ANGI
$253M
$18K ﹤0.01%
+290
New +$24.6K
ASEA icon
8071
Global X FTSE Southeast Asia ETF
ASEA
$98.6M
$18K ﹤0.01%
+1,078
New +$18.6K
AVNT icon
8072
CALL
Avient
AVNT
$3.44B
$18K ﹤0.01%
500
– –
BDN
8073
CALL
Brandywine Realty Trust
BDN
$521M
$18K ﹤0.01%
1,300
-1,000
-43% -$15.5K
CM icon
8074
CALL
Canadian Imperial Bank of Commerce
CM
$109B
$18K ﹤0.01%
404
-821
-67% -$37.7K
CPF icon
8075
PUT
Central Pacific Financial
CPF
$1.03B
$18K ﹤0.01%
+1,000
New +$18.3K
321 322
323
324 325

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.