UBS’s Global X FTSE Southeast Asia ETF ASEA Stock Holding History

UBS’s Portfolio ASEA Stock Details ASEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$18K	Buy	+1,078	New	+$18.6K	﹤0.01%	8116
2014 Q2	–	Sell	-3,670	Closed	-$59K	–	10390
2014 Q1	$59K	Buy	3,670 +2,051	+127%	+$31.3K	﹤0.01%	6619
2013 Q4	$25K	Sell	1,619 -153,623	-99%	-$2.54M	﹤0.01%	7863
2013 Q3	$2.53M	Buy	155,242 +630	+0.4%	+$10.5K	﹤0.01%	2364
2013 Q2	$2.61M	Buy	+154,612	New	+$2.75M	﹤0.01%	2254

Other funds holding ASEA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

GCA

Greenwood Capital Associates Greenwood, South Carolina $908M AUM 24.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

UBS's ASEA Position: Q3 2014 in Review

UBS opened a new position in Global X FTSE Southeast Asia ETF (ASEA) in Q3 2014: 1,078 shares worth $18K. The stake represents ﹤0.01% of the portfolio and ranks #8116 among its holdings. This is a return to the name: UBS previously reported a position in ASEA as recently as Q1 2014.

UBS first reported a position in ASEA in Q2 2013 and has held it in 5 quarters since. The position peaked at $2.61M in Q2 2013. 9 funds tracked by Wall St. Rank hold ASEA as of Q3 2014.

UBS held 1,078 shares of Global X FTSE Southeast Asia ETF worth $18K as of Q3 2014.
Global X FTSE Southeast Asia ETF was a new UBS position in Q3 2014.
Global X FTSE Southeast Asia ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8116 holding.
UBS first reported a position in Global X FTSE Southeast Asia ETF in Q2 2013 and has held it in 5 quarters since.
UBS's Global X FTSE Southeast Asia ETF position peaked at $2.61M in Q2 2013.
9 funds tracked by Wall St. Rank held Global X FTSE Southeast Asia ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.