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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNGO
8001
PUT
DELISTED
Tangoe, Inc.
TNGO
$20K ﹤0.01%
1,500
+1,300
+650% +$18.1K
ACAT
8002
DELISTED
Arctic Cat Inc
ACAT
$20K ﹤0.01%
582
-9,792
-94% -$362K
SMT
8003
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$20K ﹤0.01%
1,200
+93
+8% +$1.95K
SWU
8004
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$20K ﹤0.01%
+149
New +$19.8K
FWV
8005
DELISTED
FIRST WEST VIRGINIA BANCRP INC
FWV
$20K ﹤0.01%
1,075
-30
-3% -$613
RCPI
8006
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$20K ﹤0.01%
2,805
+1,901
+210% +$18.8K
OILT
8007
PUT
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$20K ﹤0.01%
400
+200
+100% +$9.75K
GTIV
8008
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$20K ﹤0.01%
1,219
-3,622
-75% -$63.4K
STRZA
8009
CALL
DELISTED
Starz - Series A
STRZA
$20K ﹤0.01%
+600
New +$18K
VISN
8010
DELISTED
VisionChina Media, Inc.
VISN
$20K ﹤0.01%
+1,790
New +$27K
UN
8011
PUT
DELISTED
Unilever NV New York Registry Shares
UN
$20K ﹤0.01%
+500
New +$20.8K
NORD
8012
DELISTED
Nord Anglia Education, Inc.
NORD
$20K ﹤0.01%
1,192
+521
+78% +$9.78K
RPTP
8013
CALL
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$20K ﹤0.01%
2,100
+800
+62% +$8.17K
DWRE
8014
PUT
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$20K ﹤0.01%
400
-400
-50% -$22.7K
CAFE
8015
DELISTED
iPath Pure Beta Coffee ETN
CAFE
$20K ﹤0.01%
844
-1,650
-66% -$38K
TPS
8016
DELISTED
ProShares UltraShort Tips
TPS
$20K ﹤0.01%
726
-425
-37% -$11.4K
SPN
8017
CALL
DELISTED
Superior Energy Services, Inc.
SPN
$20K ﹤0.01%
60
-50
-45% -$17.3K
ACIW icon
8018
PUT
ACI Worldwide
ACIW
$6.1B
$19K ﹤0.01%
1,000
-500
-33% -$9.38K
BGFV
8019
DELISTED
Big 5 Sporting Goods
BGFV
$19K ﹤0.01%
2,000
+1,000
+100% +$10.7K
CBZ icon
8020
CBIZ
CBZ
$2.51B
$19K ﹤0.01%
2,392
+622
+35% +$5.3K
CPF icon
8021
Central Pacific Financial
CPF
$1.02B
$19K ﹤0.01%
+1,079
New +$19.8K
CUK
8022
DELISTED
Carnival PLC
CUK
$19K ﹤0.01%
474
+292
+160% +$11K
ERX icon
8023
PUT
Direxion Daily Energy Bull 2X ETF
ERX
$223M
$19K ﹤0.01%
20
-190
-90% -$223K
EWA icon
8024
PUT
iShares MSCI Australia ETF
EWA
$1.39B
$19K ﹤0.01%
800
-1,100
-58% -$29K
FEIM icon
8025
Frequency Electronics
FEIM
$656M
$19K ﹤0.01%
1,789
+917
+105% +$10.3K
319 320
321
322 323

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.