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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
7976
CALL
iShares Core S&P 500 ETF
IVV
$871B
$20K ﹤0.01%
100
-100
-50% -$19.9K
LOPE icon
7977
CALL
Grand Canyon Education
LOPE
$3.99B
$20K ﹤0.01%
+500
New +$21.8K
LWAY icon
7978
Lifeway Foods
LWAY
$470M
$20K ﹤0.01%
1,468
-248
-14% -$3.37K
NFRA icon
7979
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
$20K ﹤0.01%
456
-831
-65% -$38.1K
NGNE icon
7980
Neurogene
NGNE
$663M
$20K ﹤0.01%
+147
New +$22.4K
POST icon
7981
CALL
Post Holdings
POST
$4.27B
$20K ﹤0.01%
917
-917
-50% -$24.5K
RDNT icon
7982
RadNet
RDNT
$4.97B
$20K ﹤0.01%
3,000
-36,235
-92% -$234K
SHBI icon
7983
Shore Bancshares
SHBI
$817M
$20K ﹤0.01%
2,232
+1,882
+538% +$16.8K
STWD icon
7984
CALL
Starwood Property Trust
STWD
$6.18B
$20K ﹤0.01%
900
-5,600
-86% -$131K
TISI icon
7985
Team
TISI
$80.6M
$20K ﹤0.01%
53
+20
+61% +$8.07K
TRX icon
7986
TRX Gold Corp
TRX
$259M
$20K ﹤0.01%
9,478
-1,042
-10% -$2.37K
WHG icon
7987
Westwood Holdings Group
WHG
$187M
$20K ﹤0.01%
350
-1,011
-74% -$58.4K
MDRX
7988
CALL
DELISTED
Veradigm Inc. Common Stock
MDRX
$20K ﹤0.01%
1,500
+1,000
+200% +$15.2K
MDRX
7989
PUT
DELISTED
Veradigm Inc. Common Stock
MDRX
$20K ﹤0.01%
1,500
– –
AAIC
7990
PUT
DELISTED
Arlington Asset Investment Corp.
AAIC
$20K ﹤0.01%
800
-1,600
-67% -$43.3K
KFYP
7991
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$20K ﹤0.01%
604
-1,058
-64% -$36.5K
HMTV
7992
DELISTED
Hemisphere Media Group, Inc.
HMTV
$20K ﹤0.01%
1,867
+342
+22% +$3.92K
JRJC
7993
CALL
DELISTED
China Finance Online Co., Ltd.
JRJC
$20K ﹤0.01%
290
+190
+190% +$12K
FLXN
7994
DELISTED
Flexion Therapeutics, Inc.
FLXN
$20K ﹤0.01%
1,122
-281
-20% -$4.07K
OXFD
7995
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$20K ﹤0.01%
1,311
-567
-30% -$8.68K
CBL
7996
CALL
DELISTED
CBL& Associates Properties, Inc.
CBL
$20K ﹤0.01%
1,100
+800
+267% +$15.1K
URR
7997
DELISTED
Market Vectors Double Long Euro ETN
URR
$20K ﹤0.01%
811
-610
-43% -$16.3K
WEB
7998
PUT
DELISTED
Web.com Group, Inc.
WEB
$20K ﹤0.01%
1,000
+500
+100% +$11.2K
JXSB
7999
DELISTED
Jacksonville Bancorp Inc
JXSB
$20K ﹤0.01%
900
+873
+3,233% +$19.5K
ENOC
8000
CALL
DELISTED
EnerNOC, Inc.
ENOC
$20K ﹤0.01%
1,200
+700
+140% +$13.1K
318 319
320
321 322

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.