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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB
7951
DELISTED
INTERMOUNTAIN COMMUNITY BANCORP (ID) COMMON STOCK
IMCB
$21K ﹤0.01%
1,110
+568
+105% +$10.4K
NTP
7952
DELISTED
Nam Tai Property Inc.
NTP
$21K ﹤0.01%
3,429
+2,079
+154% +$14.5K
CYS
7953
PUT
DELISTED
CYS Investments Inc.
CYS
$21K ﹤0.01%
2,500
+2,000
+400% +$18K
REXX
7954
DELISTED
Rex Energy Corporation
REXX
$21K ﹤0.01%
166
-13
-7% -$1.91K
NMRX
7955
DELISTED
Numerex Corp
NMRX
$21K ﹤0.01%
2,000
-619
-24% -$6.76K
MCZ
7956
DELISTED
Mad Catz Interactive
MCZ
$21K ﹤0.01%
53,024
+47,092
+794% +$27.3K
MWW
7957
CALL
DELISTED
Monster Worldwide Inc
MWW
$21K ﹤0.01%
3,800
+300
+9% +$1.79K
BRAZ
7958
DELISTED
Global X Brazil Mid Cap ETF
BRAZ
$21K ﹤0.01%
1,789
-99
-5% -$1.34K
INFL
7959
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB US INFLATION
INFL
$21K ﹤0.01%
470
+213
+83% +$9.92K
AHRT
7960
PUT
AH Realty Trust
AHRT
$541M
$20K ﹤0.01%
+2,200
New +$21K
ATLO icon
7961
AMES National
ATLO
$271M
$20K ﹤0.01%
902
+126
+16% +$2.88K
BBDC icon
7962
PUT
Barings BDC
BBDC
$882M
$20K ﹤0.01%
800
+100
+14% +$2.71K
BZH icon
7963
PUT
Beazer Homes USA
BZH
$920M
$20K ﹤0.01%
1,200
-443,900
-100% -$8.15M
CBT icon
7964
CALL
Cabot Corp
CBT
$4.73B
$20K ﹤0.01%
400
+200
+100% +$11K
CGNX icon
7965
PUT
Cognex
CGNX
$10B
$20K ﹤0.01%
+1,000
New +$20.7K
CMA
7966
CALL
DELISTED
Comerica
CMA
$20K ﹤0.01%
400
-100
-20% -$5.01K
HERZ
7967
Herzfeld Credit Income Fund
HERZ
$32.5M
$20K ﹤0.01%
333
+63
+23% +$3.97K
DGRS icon
7968
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$412M
$20K ﹤0.01%
+708
New +$19.8K
DOC icon
7969
PUT
Healthpeak Properties
DOC
$15.6B
$20K ﹤0.01%
549
-988
-64% -$37.5K
EXP icon
7970
CALL
Eagle Materials
EXP
$6.87B
$20K ﹤0.01%
200
– –
FORM icon
7971
FormFactor
FORM
$6.96B
$20K ﹤0.01%
2,850
-9,160
-76% -$68K
GLL icon
7972
CALL
ProShares UltraShort Gold
GLL
$127M
$20K ﹤0.01%
50
– –
IDCC icon
7973
PUT
InterDigital
IDCC
$6.75B
$20K ﹤0.01%
500
– –
INSM icon
7974
CALL
Insmed
INSM
$22.7B
$20K ﹤0.01%
1,500
-100
-6% -$1.51K
ISSC icon
7975
Innovative Solutions & Support
ISSC
$337M
$20K ﹤0.01%
3,800
+2,500
+192% +$15K
317 318
319
320 321

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.