U
HERZ

UBS’s Herzfeld Credit Income Fund HERZ Stock Holding History

UBS’s Portfolio HERZ Stock Details HERZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$20K Buy
333
+63
+23% +$3.97K ﹤0.01% 8009
2014
Q2 		$17K Sell
270
-144
-35% -$9.07K ﹤0.01% 8259
2014
Q1 		$26K Sell
414
-427
-51% -$26.6K ﹤0.01% 7736
2013
Q4 		$53K Sell
841
-392
-32% -$26K ﹤0.01% 6882
2013
Q3 		$84K Buy
1,233
+392
+47% +$26.8K ﹤0.01% 6216
2013
Q2 		$56K Buy
+841
New +$57.4K ﹤0.01% 6593

Other funds holding HERZ

TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
SSB
Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return

UBS's HERZ Position: Q3 2014 in Review

UBS increased its Herzfeld Credit Income Fund (HERZ) stake by 23% in Q3 2014, buying an estimated $3.97K and bringing the position to 333 shares worth $20K. The position accounts for ﹤0.01% of the portfolio, ranked #8009.

UBS first reported a position in HERZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $84K in Q3 2013. 17 funds tracked by Wall St. Rank hold HERZ as of Q3 2014.

  • UBS held 333 shares of Herzfeld Credit Income Fund worth $20K as of Q3 2014.
  • UBS bought 63 Herzfeld Credit Income Fund shares in Q3 2014, an estimated $3.97K.
  • Herzfeld Credit Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8009 holding.
  • UBS first reported a position in Herzfeld Credit Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Herzfeld Credit Income Fund position peaked at $84K in Q3 2013.
  • 17 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.