First Manhattan’s Herzfeld Credit Income Fund HERZ Stock Holding History

First Manhattan’s Portfolio HERZ Stock Details HERZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-838	Closed	-$52K	–	1483
2014 Q3	$52K	Hold	838	–	–	﹤0.01%	955
2014 Q2	$52K	Hold	838	–	–	﹤0.01%	952
2014 Q1	$53K	Sell	838 -193	-19%	-$12K	﹤0.01%	939
2013 Q4	$64K	Hold	1,031	–	–	﹤0.01%	883
2013 Q3	$70K	Hold	1,031	–	–	﹤0.01%	861
2013 Q2	$69K	Buy	+1,031	New	+$70.4K	﹤0.01%	864

Other funds holding HERZ

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

AFM

Anson Funds Management Dallas, Texas $2.29B AUM 370.1% 1-Year Est. Return

SGH

Schonfeld Group Holdings Jericho, New York $158M AUM 12.17% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

PRC

Platte River Capital Denver, Colorado $108M AUM 0.25% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

First Manhattan's HERZ Position: Q4 2014 in Review

First Manhattan sold out of Herzfeld Credit Income Fund (HERZ) in Q4 2014, closing a stake of 838 shares — an estimated $52K sold.

First Manhattan first reported a position in HERZ in Q2 2013 and held it in 6 quarters. The position peaked at $70K in Q3 2013. 20 funds tracked by Wall St. Rank hold HERZ as of Q4 2014.

First Manhattan reported no remaining Herzfeld Credit Income Fund position as of Q4 2014 after selling out during the quarter.
First Manhattan sold 838 Herzfeld Credit Income Fund shares in Q4 2014, an estimated $52K.
First Manhattan first reported a position in Herzfeld Credit Income Fund in Q2 2013 and held it in 6 quarters.
First Manhattan's Herzfeld Credit Income Fund position peaked at $70K in Q3 2013.
20 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q4 2014.

Based on First Manhattan's 13F filing for Q4 2014, filed 20 Jan 2015.