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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
7926
PUT
Unilever
UL
$143B
$21K ﹤0.01%
444
-267
-38% -$13.2K
ZBRA icon
7927
CALL
Zebra Technologies
ZBRA
$13.1B
$21K ﹤0.01%
300
-100
-25% -$7.8K
ALIM
7928
PUT
DELISTED
Alimera Sciences
ALIM
$21K ﹤0.01%
260
+93
+56% +$7.94K
FRTX
7929
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$21K ﹤0.01%
6
-11
-65% -$42.7K
TCFC
7930
DELISTED
The Community Financial Corporation Common Stock
TCFC
$21K ﹤0.01%
992
+34
+4% +$741
LFC
7931
PUT
DELISTED
China Life Insurance Company Ltd.
LFC
$21K ﹤0.01%
1,500
-3,000
-67% -$43.1K
QADB
7932
DELISTED
QAD Inc. Class B
QADB
$21K ﹤0.01%
1,355
+100
+8% +$1.67K
PE
7933
PUT
DELISTED
PARSLEY ENERGY INC
PE
$21K ﹤0.01%
+1,000
New +$21.8K
CARO
7934
DELISTED
Carolina Financial Corp.
CARO
$21K ﹤0.01%
+1,934
New +$20K
TLRA
7935
DELISTED
Telaria, Inc.
TLRA
$21K ﹤0.01%
8,902
+6,387
+254% +$20.6K
YUMA
7936
DELISTED
Yuma Energy Inc
YUMA
$21K ﹤0.01%
+17
New +$23.4K
IRDMB
7937
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$21K ﹤0.01%
63
-27
-30% -$9.03K
RSYS
7938
DELISTED
Radisys Corp
RSYS
$21K ﹤0.01%
7,990
+4,153
+108% +$12.8K
ANW
7939
DELISTED
Aegean Marine Petroleum Network
ANW
$21K ﹤0.01%
2,309
-3,853
-63% -$37.8K
GST
7940
CALL
DELISTED
Gastar Exploration Inc.
GST
$21K ﹤0.01%
+3,600
New +$26.5K
FCRE
7941
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$21K ﹤0.01%
684
+151
+28% +$7.03K
RPXC
7942
CALL
DELISTED
RPX Corporation
RPXC
$21K ﹤0.01%
1,500
-1,000
-40% -$15.6K
NTL
7943
DELISTED
Nortel Invesora 1/20 Ser B Shr
NTL
$21K ﹤0.01%
963
+943
+4,715% +$21.3K
ERS
7944
DELISTED
Empire Resources, Inc.
ERS
$21K ﹤0.01%
4,030
+3,612
+864% +$18.3K
PCO
7945
DELISTED
Pendrell Corporation - Class A
PCO
$21K ﹤0.01%
15
-3
-17% -$4.64K
HERO
7946
CALL
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$21K ﹤0.01%
9,600
+6,000
+167% +$20.1K
RUSL
7947
PUT
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$21K ﹤0.01%
150
+92
+159% +$17.9K
AZIA
7948
DELISTED
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
AZIA
$21K ﹤0.01%
1,557
+1,393
+849% +$19.7K
CRRC
7949
DELISTED
COURIER CORP
CRRC
$21K ﹤0.01%
1,693
-1,187
-41% -$15.8K
KNM
7950
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$21K ﹤0.01%
+988
New +$22.4K
316 317
318
319 320

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.