UBS’s Empire Resources, Inc. ERS Stock Holding History

UBS’s Portfolio ERS Stock Details ERS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$21K	Buy	4,030 +3,612	+864%	+$18.3K	﹤0.01%	7986
2014 Q2	$2K	Sell	418 -1,915	-82%	-$7.87K	﹤0.01%	10127
2014 Q1	$10K	Buy	2,333 +2,077	+811%	+$8.55K	﹤0.01%	8935
2013 Q4	$1K	Sell	256 -744	-74%	-$2.62K	﹤0.01%	10252
2013 Q3	$4K	Buy	1,000 +888	+793%	+$3.81K	﹤0.01%	9641
2013 Q2	$1K	Buy	+112	New	+$554	﹤0.01%	10088

Other funds holding ERS

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

SKK

Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EWM

Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

BIM

BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return

UBS's ERS Position: Q3 2014 in Review

UBS increased its Empire Resources, Inc. (ERS) stake by 864% in Q3 2014, buying an estimated $18.3K and bringing the position to 4,030 shares worth $21K. The position accounts for ﹤0.01% of the portfolio, ranked #7986.

UBS first reported a position in ERS in Q2 2013 and has held it in 6 quarters since. 15 funds tracked by Wall St. Rank hold ERS as of Q3 2014.

UBS held 4,030 shares of Empire Resources, Inc. worth $21K as of Q3 2014.
UBS bought 3,612 Empire Resources, Inc. shares in Q3 2014, an estimated $18.3K.
Empire Resources, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7986 holding.
UBS first reported a position in Empire Resources, Inc. in Q2 2013 and has held it in 6 quarters since.
15 funds tracked by Wall St. Rank held Empire Resources, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.