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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOSC icon
7901
Better Online Solutions
BOSC
$31.7M
$21K ﹤0.01%
+4,857
New +$18.2K
BPOP icon
7902
PUT
Popular Inc
BPOP
$11B
$21K ﹤0.01%
+700
New +$22.3K
CENX icon
7903
CALL
Century Aluminum
CENX
$4.36B
$21K ﹤0.01%
+800
New +$17.6K
CHKP icon
7904
PUT
Check Point Software Technologies
CHKP
$14B
$21K ﹤0.01%
+300
New +$20.4K
DVAX
7905
DELISTED
Dynavax Technologies
DVAX
$21K ﹤0.01%
1,496
-1,654
-53% -$23.8K
FARM
7906
DELISTED
Farmer Brothers
FARM
$21K ﹤0.01%
+716
New +$16.4K
GABC icon
7907
German American Bancorp
GABC
$1.9B
$21K ﹤0.01%
1,208
-925
-43% -$16.5K
HCKT icon
7908
Hackett Group
HCKT
$271M
$21K ﹤0.01%
3,452
+2,073
+150% +$12.7K
HFBL icon
7909
Home Federal Bancorp
HFBL
$71.2M
$21K ﹤0.01%
2,190
+274
+14% +$2.61K
HSII
7910
DELISTED
Heidrick & Struggles
HSII
$21K ﹤0.01%
1,016
+16
+2% +$323
IMNN icon
7911
Imunon
IMNN
$6.35M
$21K ﹤0.01%
3
+2
+200% +$17.4K
INDL icon
7912
Direxion Daily MSCI India Bull 2X ETF
INDL
$56.2M
$21K ﹤0.01%
288
+124
+76% +$9.46K
INO icon
7913
CALL
Inovio Pharmaceuticals
INO
$82.3M
$21K ﹤0.01%
175
-183
-51% -$22.8K
ISTR icon
7914
Investar Holding Corp
ISTR
$419M
$21K ﹤0.01%
+1,564
New +$21.8K
ITUB icon
7915
PUT
Itaú Unibanco
ITUB
$92.4B
$21K ﹤0.01%
+3,742
New +$23.9K
MRSH
7916
CALL
Marsh
MRSH
$90.8B
$21K ﹤0.01%
400
– –
MOH icon
7917
PUT
Molina Healthcare
MOH
$10.5B
$21K ﹤0.01%
+500
New +$22.1K
PALI icon
7918
Palisade Bio
PALI
$346M
– –
0
– –
PEGA icon
7919
PUT
Pegasystems
PEGA
$4.92B
$21K ﹤0.01%
2,200
+1,600
+267% +$17.3K
SABR icon
7920
Sabre
SABR
$739M
$21K ﹤0.01%
+1,192
New +$22.4K
SENEB
7921
Seneca Foods Class B
SENEB
$21K ﹤0.01%
681
+307
+82% +$9.45K
SH icon
7922
PUT
ProShares Short S&P500
SH
$913M
$21K ﹤0.01%
113
+100
+769% +$18.5K
SNDA icon
7923
CALL
Sonida Senior Living
SNDA
$2.05B
$21K ﹤0.01%
67
+54
+415% +$18.8K
SUP
7924
PUT
DELISTED
Superior Industries International
SUP
$21K ﹤0.01%
+1,200
New +$23.4K
UJB icon
7925
ProShares Ultra High Yield
UJB
$10.1M
$21K ﹤0.01%
371
-368
-50% -$22K
315 316
317
318 319

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.