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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NL icon
7851
NLI Holdings
NL
$291M
$22K ﹤0.01%
3,028
+779
+35% +$6.96K
OLP
7852
CALL
One Liberty Properties
OLP
$547M
$22K ﹤0.01%
1,100
– –
OMAB icon
7853
Grupo Aeroportuario Centro Norte
OMAB
$5.23B
$22K ﹤0.01%
+621
New +$20.9K
OSK icon
7854
PUT
Oshkosh
OSK
$9.51B
$22K ﹤0.01%
500
-200
-29% -$9.95K
PRA
7855
PUT
DELISTED
ProAssurance
PRA
$22K ﹤0.01%
+500
New +$22.5K
QAT icon
7856
iShares MSCI Qatar ETF
QAT
$64.2M
$22K ﹤0.01%
845
-1,014
-55% -$26.1K
RMTI icon
7857
PUT
Rockwell Medical
RMTI
$27.6M
$22K ﹤0.01%
22
-7
-24% -$7.91K
SAM icon
7858
CALL
Boston Beer
SAM
$1.93B
$22K ﹤0.01%
100
-200
-67% -$44.8K
SPH icon
7859
PUT
Suburban Propane Partners
SPH
$1.24B
$22K ﹤0.01%
500
– –
SPXS icon
7860
CALL
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$346M
$22K ﹤0.01%
2
+1
+100% +$12.5K
TXRH icon
7861
CALL
Texas Roadhouse
TXRH
$13.5B
$22K ﹤0.01%
800
+500
+167% +$13K
UGA icon
7862
CALL
United States Gasoline Fund
UGA
$142M
$22K ﹤0.01%
400
+300
+300% +$17.3K
UVV icon
7863
CALL
Universal Corp
UVV
$1.36B
$22K ﹤0.01%
500
-700
-58% -$36.1K
VBF icon
7864
Invesco Bond Fund
VBF
$168M
$22K ﹤0.01%
1,174
+504
+75% +$9.5K
VIV icon
7865
PUT
Telefônica Brasil
VIV
$21B
$22K ﹤0.01%
1,100
-3,100
-74% -$62.7K
WST icon
7866
CALL
West Pharmaceutical
WST
$23.7B
$22K ﹤0.01%
+500
New +$21.2K
XOMA
7867
PUT
DELISTED
Xoma
XOMA
$22K ﹤0.01%
260
-415
-61% -$35.4K
ZSL icon
7868
CALL
ProShares UltraShort Silver
ZSL
$67.2M
$22K ﹤0.01%
3
-1
-25% -$6.61K
VOXX
7869
PUT
DELISTED
VOXX International Corporation Class A
VOXX
$22K ﹤0.01%
2,400
– –
DYNT
7870
DELISTED
Dynatronics Corp
DYNT
$22K ﹤0.01%
1,120
+157
+16% +$3.19K
CPE
7871
PUT
DELISTED
Callon Petroleum Company
CPE
$22K ﹤0.01%
250
– –
HALL
7872
DELISTED
Hallmark Financial Services, Inc.
HALL
$22K ﹤0.01%
+218
New +$21.2K
RJZ
7873
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$22K ﹤0.01%
2,655
-1,499
-36% -$13.6K
AMPE
7874
PUT
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$22K ﹤0.01%
21
+4
+24% +$6.74K
WVFC
7875
DELISTED
WVS Financial Corp
WVFC
$22K ﹤0.01%
1,985
+451
+29% +$4.92K
313 314
315
316 317

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.