We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC.WS
7801
DELISTED
Lincoln National Corporation
LNC.WS
$23K ﹤0.01%
506
-1,475
-74% -$65.6K
MTB.WS
7802
DELISTED
M&T Bank Corporation
MTB.WS
$23K ﹤0.01%
461
+183
+66% +$9.04K
NLST
7803
DELISTED
Netlist, Inc.
NLST
$23K ﹤0.01%
19,330
+11,830
+158% +$13.9K
CACQ
7804
DELISTED
Caesars Acquisition Company
CACQ
$23K ﹤0.01%
2,409
-3,962
-62% -$43.9K
JIVE
7805
PUT
DELISTED
Jive Software, Inc.
JIVE
$23K ﹤0.01%
3,900
-800
-17% -$5.72K
MEG
7806
DELISTED
Media General, Inc
MEG
$23K ﹤0.01%
1,740
+500
+40% +$8.98K
LGF
7807
CALL
DELISTED
Lions Gate Entertainment
LGF
$23K ﹤0.01%
700
-118,900
-99% -$3.77M
SKUL
7808
PUT
DELISTED
SKULLCANDY INC
SKUL
$23K ﹤0.01%
3,000
– –
TE
7809
PUT
DELISTED
TECO ENERGY INC
TE
$23K ﹤0.01%
1,300
-3,200
-71% -$56.6K
OMG
7810
DELISTED
OM GROUP INC.
OMG
$23K ﹤0.01%
875
-453
-34% -$12.7K
MM
7811
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$23K ﹤0.01%
12,520
-665
-5% -$1.9K
BTH
7812
DELISTED
BLYTH,INC
BTH
$23K ﹤0.01%
2,828
+1,290
+84% +$9.39K
ZQK
7813
CALL
DELISTED
QUICKSILVER,INC.
ZQK
$23K ﹤0.01%
13,200
+13,000
+6,500% +$36.9K
QLTY
7814
DELISTED
QUALITY DISTR INC FLA
QLTY
$23K ﹤0.01%
1,779
– –
KFX
7815
DELISTED
KOFAX LIMITED COM STK
KFX
$23K ﹤0.01%
+3,020
New +$23.2K
TAT
7816
DELISTED
TransAtlantic Petroleum LTD.
TAT
$23K ﹤0.01%
2,610
+1,390
+114% +$14.8K
SOIL
7817
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$23K ﹤0.01%
2,123
+780
+58% +$9K
AGF
7818
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$23K ﹤0.01%
1,782
+1,461
+455% +$21.2K
CGG
7819
DELISTED
CGG
CGG
$23K ﹤0.01%
78
+65
+500% +$21.4K
JEM
7820
DELISTED
iPath GEMS Index ETN
JEM
$23K ﹤0.01%
630
+120
+24% +$4.53K
NWBO
7821
CALL
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$23K ﹤0.01%
4,500
-6,600
-59% -$40.6K
EEHB
7822
DELISTED
POWERSHARES S&P EMERGING MARKETS HIGH BETA PORTFOLIO
EEHB
$23K ﹤0.01%
1,115
+137
+14% +$3.13K
OLO
7823
DELISTED
DB Crude Oil Long Exchange Traded Notes due June 1, 2038
OLO
$23K ﹤0.01%
1,798
+490
+37% +$6.79K
MATH
7824
DELISTED
Meidell Tactical Advantage ETF
MATH
$23K ﹤0.01%
+767
New +$22.9K
ACNT icon
7825
Ascent Industries
ACNT
$140M
$22K ﹤0.01%
+1,286
New +$22K
311 312
313
314 315

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.