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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCD
7751
DELISTED
PROSHARES ULTRA BLOOMBERG COMMODITY
UCD
$24K ﹤0.01%
351
+205
+140% +$15.9K
TRC.WS
7752
DELISTED
TEJON RANCH CO WTS EXP 8/31/2016 (DE)
TRC.WS
$24K ﹤0.01%
12,003
+2,673
+29% +$6.14K
PCP
7753
CALL
DELISTED
PRECISION CASTPARTS CORP
PCP
$24K ﹤0.01%
100
-700
-88% -$170K
PCP
7754
PUT
DELISTED
PRECISION CASTPARTS CORP
PCP
$24K ﹤0.01%
100
– –
ROYL
7755
CALL
DELISTED
ROYALE ENERGY INC
ROYL
$24K ﹤0.01%
8,200
+4,600
+128% +$16.3K
RGRP
7756
DELISTED
RBS PLC ROGERS ENHANCED PRECIOUS EXCHANGE METALS ETNS (UK)
RGRP
$24K ﹤0.01%
1,381
+800
+138% +$15.6K
TRLA
7757
CALL
DELISTED
TRULIA INC (DEL)
TRLA
$24K ﹤0.01%
+500
New +$26.8K
MNRK
7758
DELISTED
MONARCH FINANCIAL HOLDINGS INC COM STK
MNRK
$24K ﹤0.01%
+2,069
New +$22.6K
PDLI
7759
CALL
DELISTED
PDL BioPharma, Inc.
PDLI
$24K ﹤0.01%
3,200
-3,600
-53% -$33.4K
AMIC
7760
DELISTED
AMERICAN INDEPENDENCE CORP
AMIC
$24K ﹤0.01%
2,158
+340
+19% +$3.85K
ACRE
7761
Ares Commercial Real Estate
ACRE
$256M
$23K ﹤0.01%
1,957
+1,549
+380% +$19.2K
AMC icon
7762
CALL
AMC Entertainment Holdings
AMC
$2.38B
$23K ﹤0.01%
100
+90
+900% +$21.2K
ARTW icon
7763
Arts-Way Manufacturing Co
ARTW
$13.1M
$23K ﹤0.01%
4,563
+1,319
+41% +$7.14K
BBDO icon
7764
Banco Bradesco
BBDO
$34.8B
$23K ﹤0.01%
3,342
+2,499
+296% +$19.1K
BFIN
7765
DELISTED
BankFinancial
BFIN
$23K ﹤0.01%
+2,230
New +$23.5K
BYD icon
7766
PUT
Boyd Gaming
BYD
$6.78B
$23K ﹤0.01%
2,300
-2,000
-47% -$21.7K
CSV icon
7767
CALL
Carriage Services
CSV
$648M
$23K ﹤0.01%
+1,300
New +$22.8K
FAZ icon
7768
Direxion Daily Financial Bear 3x ETF
FAZ
$82M
$23K ﹤0.01%
1
-3
-75% -$81.7K
HL.PRB icon
7769
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.3M
$23K ﹤0.01%
468
-232
-33% -$11.8K
HSIC icon
7770
PUT
Henry Schein
HSIC
$9.76B
$23K ﹤0.01%
510
-255
-33% -$11.8K
HZO icon
7771
MarineMax
HZO
$782M
$23K ﹤0.01%
1,362
-594
-30% -$10.3K
IBOC icon
7772
International Bancshares
IBOC
$4.83B
$23K ﹤0.01%
951
-474
-33% -$12.4K
INGR icon
7773
CALL
Ingredion
INGR
$6.48B
$23K ﹤0.01%
300
-28,200
-99% -$2.19M
LMAT icon
7774
LeMaitre Vascular
LMAT
$2.34B
$23K ﹤0.01%
3,357
+271
+9% +$2.02K
LQDT icon
7775
PUT
Liquidity Services
LQDT
$1.23B
$23K ﹤0.01%
1,700
+500
+42% +$7.18K
309 310
311
312 313

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.