We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAG
7701
DELISTED
MAGNETEK INC COM STK NEW
MAG
$25K ﹤0.01%
794
– –
AIR icon
7702
CALL
AAR Corp
AIR
$5.62B
$24K ﹤0.01%
+1,000
New +$27.1K
AMKR icon
7703
CALL
Amkor Technology
AMKR
$11.3B
$24K ﹤0.01%
2,800
– –
AUBN icon
7704
Auburn National Bancorp
AUBN
$92M
$24K ﹤0.01%
987
+487
+97% +$11.8K
BELFA icon
7705
Bel Fuse Inc Class A
BELFA
$2.99B
$24K ﹤0.01%
984
+636
+183% +$14.8K
BKLN icon
7706
PUT
Invesco Senior Loan ETF
BKLN
$6.97B
$24K ﹤0.01%
1,000
– –
CCOI icon
7707
Cogent Communications
CCOI
$649M
$24K ﹤0.01%
722
+644
+826% +$22K
CME icon
7708
PUT
CME Group
CME
$93.5B
$24K ﹤0.01%
300
-250,900
-100% -$18.9M
COPX icon
7709
Global X Copper Miners ETF NEW
COPX
$7.07B
$24K ﹤0.01%
897
-590
-40% -$18.2K
CRK icon
7710
PUT
Comstock Resources
CRK
$3.64B
$24K ﹤0.01%
260
-860
-77% -$102K
DGX icon
7711
PUT
Quest Diagnostics
DGX
$26B
$24K ﹤0.01%
400
– –
EWI icon
7712
CALL
iShares MSCI Italy ETF
EWI
$993M
$24K ﹤0.01%
750
-400
-35% -$13K
FNCL icon
7713
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$24K ﹤0.01%
875
– –
GEOS icon
7714
Geospace Technologies
GEOS
$88.4M
$24K ﹤0.01%
695
-10,112
-94% -$424K
GF
7715
New Germany Fund
GF
$184M
$24K ﹤0.01%
1,432
+471
+49% +$8.3K
HEES
7716
PUT
DELISTED
H&E Equipment Services
HEES
$24K ﹤0.01%
600
+500
+500% +$19.5K
KODK icon
7717
Kodak
KODK
$812M
$24K ﹤0.01%
1,090
+727
+200% +$17.3K
OPY icon
7718
Oppenheimer Holdings
OPY
$1.2B
$24K ﹤0.01%
1,200
-1,313
-52% -$30.3K
ORRF icon
7719
Orrstown Financial Services
ORRF
$857M
$24K ﹤0.01%
+1,448
New +$23.4K
PALI icon
7720
PUT
Palisade Bio
PALI
$351M
– –
0
– –
PESI icon
7721
Perma-Fix Environmental Services
PESI
$353M
$24K ﹤0.01%
6,404
+6,356
+13,242% +$26.9K
PFX icon
7722
PUT
PhenixFIN
PFX
$83M
$24K ﹤0.01%
100
-10
-9% -$2.56K
PRPO icon
7723
Precipio
PRPO
$40.5M
$24K ﹤0.01%
+1
New +$34.7K
RWR icon
7724
CALL
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$24K ﹤0.01%
300
– –
SA
7725
CALL
Seabridge Gold
SA
$2.69B
$24K ﹤0.01%
3,000
-7,400
-71% -$69.6K
307 308
309
310 311

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.